Responsible for implementing the Wealth Management EMEA & Executive Committee Strategy Governance set up & Organisation with reporting to the WM ExCo Design and coordination of key strategic and regulatory projects, initiatives and control environment, leading MIFID II Implementation within DB SAE for WM Management of the “Distribution and Advisory Model Commission” that includes status and development of the relevant projects, procedures, controls and identified issues to be in… Show more Responsible for implementing the Wealth Management EMEA & Executive Committee Strategy Governance set up & Organisation with reporting to the WM ExCo Design and coordination of key strategic and regulatory projects, initiatives and control environment, leading MIFID II Implementation within DB SAE for WM Management of the “Distribution and Advisory Model Commission” that includes status and development of the relevant projects, procedures, controls and identified issues to be in line with the agreed frameworkManagement of the Compliance Control Framework (First Line of Defence)Responsible for facilitating / helping other teams to develop and promote transversal initiatives.Responsible for the Know Your Client Organisational Model and related procedures and controlsPromoting creativity, process efficiency and transversally always supporting innovation and developing digitalization Key Contact for External and Internal Audits and other ad hoc Regulatory Requirements Show less

COO / Governance / Risk Project / Business ManagementExCo Member and Reporting to the Board of Directors (DWS) Responsible for the implementation of the ExCo strategic plan, in line with internal and external required standards Design, oversight and coordination of different business and infrastructure areas, regulatory and legal affairs, compliance control framework, budget control, IT development and key projects. Design and coordination of key strategic and regulatory… Show more COO / Governance / Risk Project / Business ManagementExCo Member and Reporting to the Board of Directors (DWS) Responsible for the implementation of the ExCo strategic plan, in line with internal and external required standards Design, oversight and coordination of different business and infrastructure areas, regulatory and legal affairs, compliance control framework, budget control, IT development and key projects. Design and coordination of key strategic and regulatory projects in collaboration with other business units headsManagement of the “Operating Committee” that includes status and development of the relevant projects, procedures, controls and identified issues (front to back) to be in line with the agreed frameworkKey Contact for External and Internal Audits and other ad hoc Regulatory Requirements Show less

Principal Auditor - Asset Wealth Management and Retail Banking – Vice PresidentReporting line to the Country HeadMain areas of responsibility, - Discuss and agree the Audit Plan and Implement risk based audits and Governance. - Implement risk based audits especially for Private Wealth Management, Asset Management, Retail banking and some Corporate and Investment Banking areas.- Conduct and coordinate local and global Audits as Operational Risk Management, Loan Ops, Guideline… Show more Principal Auditor - Asset Wealth Management and Retail Banking – Vice PresidentReporting line to the Country HeadMain areas of responsibility, - Discuss and agree the Audit Plan and Implement risk based audits and Governance. - Implement risk based audits especially for Private Wealth Management, Asset Management, Retail banking and some Corporate and Investment Banking areas.- Conduct and coordinate local and global Audits as Operational Risk Management, Loan Ops, Guideline Monitoring and Discretionary Portfolio Management- Conduct specific Audits as the PBC audit related to Mifid and Structured Products in Portugal- Review the audit work completed by the team and draft audit reports for review by the Chief Auditor.- Track the issue status and validate the closure of issues- Conduct Business Monitoring Show less

- Net Asset Value calculation, client reporting review and Financial Statement Preparation

Fundamental and technical analysis

Focussed on customer relationship management / offering full range of retail banking products and services.