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Nicolas Perret is listed as Compliance Manager based in Lausanne, Vaud, Switzerland. AeroLeads shows a matched LinkedIn profile for Nicolas Perret.
Nicolas Perret previously worked as Compliance Contractor at Poolofcompetence Sa and Assignment with a large Swiss bank at Axiom. Nicolas Perret holds Master, Compliance Management from Univestité De Genève.
Strategic thinker and execution leader, with special focuses on all corporate governance, legal, compliance and regulatory matters in banking and finance. Broad experience in project management and as a team leader in transversal projects impacting banks and financial intermediaries, with proven track record in banking and securities dealer licence applications in Switzerland and abroad. Compliance specialist in Anti-Money Laundering (high risk clients and transactions monitoring, sanctions, etc.) and Customer Due Diligence.
Listed skills include Banking, Aml, Private Banking, Asset Management, and 20 others.
A career timeline built from the work history available for this profile.
Geneva Area, Switzerland
Zürich Area, Switzerland
Confidential review project for a large multinational bank. Data and documents analysis relating to account opening files. Multilingual investigations of client files. Applying sophisticated review protocols and writing case reports to provide information in response to regulatory inquiries to meet AML/KYC, QI/FATCA/Withholding tax requirements, as well as.
Lausanne Area, Switzerland
Set up and managed of the General Secretariat at group level;Improvement of the Corporate Governance within the Group and ensuring adequate communication between the different companies and committees of the group; Liaising with external auditors and ARIF, as well as FINMA for license applications projects (fund distributor, asset manager, etc.); Set up.
Set-up and lead of the Legal and Compliance departments and of the General Secretariat, in order to obtain the banking license (received in December 2009). Successfully led the Banking and Securities Dealer licenses application processes (obtained in December 2009 and March 2011), which included liaising with external auditors and FINMA.General Secretary.
Geneva Area, Switzerland
Compliance Officer dedicated to the External Asset Managers Department. Set-up and lead of a compliance cell dedicated to the EAM Desk. Control and counsel unit for this desk, as well as for the EAM directly. Approval and review of relations with EAMs’ clients, according to the OBA-CFB and internal policies; which included CDD (CDB 08) and KYC validations.
Structuring & Trade department, as well as a few missions with the Finacial Services dept.
Quick answers generated from the profile data available on this page.
Nicolas Perret is listed as Compliance Manager.
Nicolas Perret is based in Lausanne, Vaud, Switzerland.
Nicolas Perret has worked for Poolofcompetence Sa, Axiom, Eurofin Services, Mig Bank, and Julius Baer.
You can use AeroLeads to view verified contact signals for Nicolas Perret, including work email, phone, and LinkedIn data when available.
Nicolas Perret holds Master, Compliance Management from Univestité De Genève.
Nicolas Perret is listed with skills including Banking, Aml, Private Banking, Asset Management, Financial Regulation, Financial Services, Financial Markets, and Investments.
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