Perry C. Email & Phone Number

New York, United States

Senior Ops Manager on the control management team providing independent oversight and proactive risk mitigation for all CIB operations.RCSA specialist, providing RCSA methodology and deliverables with demonstrated, proven results. Including control mapping, service modeling, and fact pack data gathering. Providing evaluation of MCRs for risks and controls by assessing adequacy and effectiveness. Helping to drive continuous improvement by performing in-depth reviews for accuracy and… Show more Senior Ops Manager on the control management team providing independent oversight and proactive risk mitigation for all CIB operations.RCSA specialist, providing RCSA methodology and deliverables with demonstrated, proven results. Including control mapping, service modeling, and fact pack data gathering. Providing evaluation of MCRs for risks and controls by assessing adequacy and effectiveness. Helping to drive continuous improvement by performing in-depth reviews for accuracy and governance, liaising with the EBCE team (Evidence Based Control Evaluation). Performing central quality assurance (QA) utilizing the RCSA control documentation requirements via internal control policy (ICP).Following policy guidelines and principles for how controls should be designed, managed, and executed by RAU or process owners (or the individuals who support them).Working with RAU LOBs and SMEs to deliver recommendations for remediation of control gaps and implementation of efficiency improvements through operational risk questionnaire (ORQ) review.RCSA (FST) Facilitations support team.IRM (Independent Risk Management Team).Control Quality Assurance (QA) Lead for CIB Operations Risk and Control. Show less

Greater New York City Area

Head of Global Operations for Capital MarketsRCSA Analyst - Operational Risk and Control Monitoring.Performing Central Quality Assurance during the RCSA process.Senior lead for Global client onboarding process, KYC & and AML. Facilitating the risk control self-assessment program.Analyzed policy and procedures within the RAU by identifying potential issues and implementing recommendations for efficiency improvement.Supervised a staff of 25 mid to senior-level… Show more Head of Global Operations for Capital MarketsRCSA Analyst - Operational Risk and Control Monitoring.Performing Central Quality Assurance during the RCSA process.Senior lead for Global client onboarding process, KYC & and AML. Facilitating the risk control self-assessment program.Analyzed policy and procedures within the RAU by identifying potential issues and implementing recommendations for efficiency improvement.Supervised a staff of 25 mid to senior-level personnel in London and New York.Working knowledge of risk mitigation and operational management concepts.Oversaw the consistent implementation of risk and control mapping by monitoring, reviewing, and communicating the impact on the risk profile of all NIB (new business initiatives) assessments, changes to trading strategies, targeted risk reviews, and major business changes by working together with cross-functional lines of defense. Show less

London, United Kingdom - New York, Usa

Head of Global Fixed Income Operation, US Dollar products, IG/HY euro CDS. HY CashSenior lead for the development of the New York trading department focusing on global fixed-income US dollar products from 2005 to 2011 before moving to London to focus on IG/HY euro CDS. Led recruitment, training, and development of a high-value trading team to produce business and revenue growth. Coordinated activities of the London team while directing all aspects of service-level… Show more Head of Global Fixed Income Operation, US Dollar products, IG/HY euro CDS. HY CashSenior lead for the development of the New York trading department focusing on global fixed-income US dollar products from 2005 to 2011 before moving to London to focus on IG/HY euro CDS. Led recruitment, training, and development of a high-value trading team to produce business and revenue growth. Coordinated activities of the London team while directing all aspects of service-level management. Provided negotiation services while identifying, monitoring, and solving potential problems. Delivered expert analysis of key competitors to elevate business performance. Teamed with senior management in business/product development to build/maintain critical business partnerships, expand global/domestic business, and increase client base. Show less

Greater New York City Area

Global Fixed Income trading London and New York. (US Dollars)Delivered management of strategic and business development projects for international company at co-locations in New York and London. Reviewed industry trends, performed market analysis and researched client business requirements. Coordinated new product initiatives while developing plans to expand market penetration and produce revenue growth for existing products. Developed lasting and profitable business… Show more Global Fixed Income trading London and New York. (US Dollars)Delivered management of strategic and business development projects for international company at co-locations in New York and London. Reviewed industry trends, performed market analysis and researched client business requirements. Coordinated new product initiatives while developing plans to expand market penetration and produce revenue growth for existing products. Developed lasting and profitable business relationships with fixed income group and multiple other departments. Forged strategic alliances with overseas C-level personnel and led international project teams across several lines of business. Show less

London, United Kingdom. Greater New York City Area

Global Fixed Income products. London and New York.

Fixed Income trading and development.