Perry Leung Email & Phone Number

Brooklyn, New York, United States

Our team meets with, onboards, and works with partners to access and grow in our grid services and virtual power plant programs with utilities and wholesale energy markets. EnergyHub work with partners in all device classes, including but not limited to smart thermostats, electric vehicle and EVSE, residential batteries, and water heaters.

Brooklyn, New York, United States

Brooklyn, New York, United States

New York & Hong Kong

Led teams in the US, Asia, and Europe to determine clients’ exposure to AML and Consumer Protection Regulation risk, and assessed effectiveness of controls to mitigate regulatory risk and the likelihood of potential regulatory enforcements and monetary fines.-Reviewed anti-money laundering (“AML”) processes in full scope Section 352 audits at regional banks, private banks, and multi-national banks to determine institutions’ compliance with the USA PATRIOT Act and the Bank Secrecy Act ("BSA")-Performed reviews to determine the strength of controls around compliance with Consumer Protection Regulations at Top 10 financial institutions. Perry has performed testing for the following consumer protection requirements: Servicemembers Civil Relief Act (SCRA), Real Estate Settlement Procedures Act (RESPA), Truth in Lending/Equal Credit Opportunity Act (Regulation Z/ECOA), Secure and Fair Enforcement for Mortgage Licensing Act (SAFE Act), and Home Mortgage Disclosure Act (HMDA).Specialties: Bank Secrecy Act, USA PATRIOT Act, Anti-Money Laundering Program Compliance, Office of Foreign Assets Control ("OFAC"), Know Your Customer ("KYC"), Customer Identification Program ("CIP"), Compliance Training, Transaction Monitoring and Systems, Enhanced Due Diligence Monitoring, AML Risk Assessments, Investigations and Reporting, Consumer Protection Regulations (SCRA, RESPA, Regulation Z/ECOA, SAFE Act, HMDA)

-Performed end-to-end process reviews for sixteen different processes at a large asset management firm, including accounts payable, accounts receivable, corporate accounting, and financial compensation, to ensure compliance with Sarbanes Oxley (“SOX”) -Interviewed process owners to update process work flows and to inventory financial reporting controls in each area-Discussed results and remediation efforts with process owners to prevent future exceptions -Trained and led a team of two interns and one consultant to perform SOX process reviews for trade settlement functions in fixed income, value and growth equity, and foreign exchange products-Conducted interviews and documented new process for the pricing of derivatives, including products such as interest rate, credit default, inflation, and total return swaps-Led process reviews at business development company in seven different areas for SOX compliance to ensure timely delivery of final mid-year testing documentation to external auditors

-Collaborated with team to perform testing and documenting of results for year-one SOX Private Equity group at a large asset management client within annual reporting, financial close, and valuation processes to ensure adequate financial control risks-Performed risk analysis of company’s valuation processes for Private Equity deals to inform management of control gaps in order to improve returns of investments in the future

-Performed credit analysis by using the S&P Credit Model and internal scoring models to inform account officers of credit risks -Wrote industry research reports for the auto, tire, and cotton markets for use by senior credit analysts in credit analysis reports

Master'S Degree, Sustainable Finance, Environmental Management

Finance & Economics (Minor In Anthropology)