Peter Down
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Peter Down Email & Phone Number

Principal Examiner at FINRA
Location: Boston, Massachusetts, United States 7 work roles 2 schools
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Current company
Role
Principal Examiner
Location
Boston, Massachusetts, United States
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Who is Peter Down? Overview

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Peter Down is listed as Principal Examiner at FINRA, a company with 83 employees, based in Boston, Massachusetts, United States. AeroLeads shows a matched LinkedIn profile for Peter Down.

Peter Down previously worked as Finance Associate at University Of Canterbury and Business Analyst at Fis. Peter Down holds Bcom (Hons), Finance from University Of Canterbury.

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FINRA

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Profile bio

About Peter Down

CFA Charterholder, employed by the University of Canterbury as a Finance Associate. Working on advanced financial modelling, negotiating and structuring financial deals and providing leadership and coaching on business financing decisions.

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Peter Down's current company

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FINRA
Finra
Principal Examiner
Boston, MA, US
Employees
83
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7 roles

Peter Down work experience

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Principal Examiner

Boston, MA, US

Principal Examiner

Current

Boston, Massachusetts, United States

Investigating risk areas of broker-dealers, and allegations of wrong-doing or other non-compliant conduct to protect investors and ensure the integrity of the U.S. financial markets. Role requires excellent analytical and communication skills, consistently high productivity levels and work quality (frequently under tight deadlines), and a strong commitment.

Jul 2023 - Present

Finance Associate

Christchurch, Canterbury, New Zealand

Working on advanced financial modelling, negotiating and structuring financial deals and providing leadership and coaching on business financing decisions.

Dec 2020 - Jun 2023

Business Analyst

Fis

Christchurch, New Zealand

Working in an agile environment to resolve issues and build additional functionality to Quantum, FIS' treasury software.

Jul 2018 - Dec 2020

Associate Principal Compliance Examiner

Greater Boston Area

Investigating risk areas of broker-dealers, and allegations of wrong-doing or other non-compliant conduct to protect investors and ensure the integrity of the U.S. financial markets. Role required excellent analytical and communication skills, consistently high productivity levels and work quality (frequently under tight deadlines), and a strong commitment.

Feb 2014 - Jul 2018

Accounting And Reporting Senior Specialist

Everett, MA

  • Multi-tasking and managing priorities in a deadline driven environment
  • Training and mentoring junior co-workers on client specific procedures
  • Analyzing funds consisting of domestic and foreign equity, fixed income and derivative securities for correct valuation and pricing
  • Received “Outperformance Award” in recognition of superior performance
Jul 2012 - Feb 2014

Full-Time Volunteer

La Esperanza Granada

Granada, Nicaragua

  • Taught in a Spanish speaking school, responsibilities involvedcreating and implementing lesson plans
Dec 2010 - Feb 2011
2 education records

Peter Down education

FAQ

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What company does Peter Down work for?

Peter Down works for FINRA.

What is Peter Down's role at FINRA?

Peter Down is listed as Principal Examiner at FINRA.

Where is Peter Down based?

Peter Down is based in Boston, Massachusetts, United States while working with FINRA.

What companies has Peter Down worked for?

Peter Down has worked for Finra, University Of Canterbury, Fis, Financial Industry Regulatory Authority, and Bny Mellon.

How can I contact Peter Down?

You can use AeroLeads to view verified contact signals for Peter Down at FINRA, including work email, phone, and LinkedIn data when available.

What schools did Peter Down attend?

Peter Down holds Bcom (Hons), Finance from University Of Canterbury.

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