Peter Haines Email and Phone Number
Experienced chartered accountant, compliance officer, regulator and former auditor, with over 35 years' experience in capital markets, asset management, wealth management and investment banking. I have run my own consultancy business since 2006, working with banks, wealth managers, asset managers, brokers and hedge fund managers in developing training programmes and managing their regulatory, reputational and governance issues. I also get involved in expert witness work, board-level assessments of senior management, governance reviews and pre-visit (PRA/FCA) reviews, as well as reviews of firms' compliance departments, policies and procedures and monitoring plans. In 2011, I assumed a NED role with a UK-based bank for five years and was Chair of the Audit, Risk and Compliance Committee. In January 2019, I assumed a similar role with another UK bank and was subsequently appointed as Interim Chairman and then Deputy Chairman. Since January 2017, I have devoted most of my time to being Group Head of GRC Training for CCL Academy, an amazing group of people and a specialist provider of financial crime, governance, risk and compliance training to Europe, the Middle East and Africa. Specialties: Governance, risk and compliance training and advice in all areas of investment banking, asset management, capital markets and certain retail areas; pre-visit reviews of conduct, governance, risk and liquidity; reviews of Compliance functions, following the work on BS8453. I also specialise in areas of financial crime such as AML, ABC and market abuse. NED roles for UK or overseas financial institutions, with a bias towards Risk, Compliance and Audit responsibilities.
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Non Executive DirectorApril Mortgages Mar 2023 - PresentLondon, England, United Kingdom -
Group Head Of Governance, Risk And Compliance TrainingCcl Academy Jan 2017 - PresentLondon And Dubai -
DirectorPeter Haines Compliance Consultancy Jun 2006 - PresentI work with major banks to small hedge funds to small advisory firms in assisting them to manage their regulatory risk through training, senior management awareness, preparation for SREP, SLRP and Conduct visits and other compliance and governance-related work. -
Visiting FellowIcma Centre, University Of Reading Feb 2010 - PresentProvision of compliance and governance courses on behalf of the University
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Non-Executive Director And Chairman Of The Audit And Risk Committees.Uk Bank Jan 2019 - Jan 2022LondonInterim Chairman of the bank from September 2019 to July 2020. Deputy Chairman from July 2020.
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Non-Executive Director And Chair Of Audit, Risk And Compliance CommitteeUk Bank Aug 2011 - Feb 2017
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ChairmanBritish Standard 8453 (Compliance Framework) Working Group Jun 2009 - Apr 2011BS 8453 was launched in early 2011 and covered the Compliance framework for regulated financial services firms in the UK.
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Head Of International ComplianceBank Of America 2002 - 2006 -
Chairman 1997-2003Shcog 1996 - 2003
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Head Of Emea ComplianceUbs Warburg 1999 - 2002
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Global Head Of Capital Markets ComplianceParibas 1996 - 1999Head of UK Compliance and Global Head of Capital Markets Compliance. -
MemberIosco Working Party No. 3 1994 - 1996
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Deputy DirectorSecurities And Futures Authority 1992 - 1996
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Associate Director, ComplianceNomura International 1991 - 1992
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Vice President, ComplianceThe Chase Manhattan Bank 1987 - 1991 -
Chartered AccountantRobson Rhodes 1982 - 1986
Peter Haines Education Details
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European Studies -
University Of Bonn -
Institute Of Chartered Accountants In England And WalesChartered Accountant
Frequently Asked Questions about Peter Haines
What company does Peter Haines work for?
Peter Haines works for April Mortgages
What is Peter Haines's role at the current company?
Peter Haines's current role is Compliance trainer, consultant, author and experienced Non-Executive Director.
What schools did Peter Haines attend?
Peter Haines attended University Of Bradford, University Of Bonn, Institute Of Chartered Accountants In England And Wales.
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