Peter Haines

Peter Haines Email and Phone Number

Compliance trainer, consultant, author and experienced Non-Executive Director @ April Mortgages
Peter Haines's Location
London, England, United Kingdom, United Kingdom
About Peter Haines

Experienced chartered accountant, compliance officer, regulator and former auditor, with over 35 years' experience in capital markets, asset management, wealth management and investment banking. I have run my own consultancy business since 2006, working with banks, wealth managers, asset managers, brokers and hedge fund managers in developing training programmes and managing their regulatory, reputational and governance issues. I also get involved in expert witness work, board-level assessments of senior management, governance reviews and pre-visit (PRA/FCA) reviews, as well as reviews of firms' compliance departments, policies and procedures and monitoring plans. In 2011, I assumed a NED role with a UK-based bank for five years and was Chair of the Audit, Risk and Compliance Committee. In January 2019, I assumed a similar role with another UK bank and was subsequently appointed as Interim Chairman and then Deputy Chairman. Since January 2017, I have devoted most of my time to being Group Head of GRC Training for CCL Academy, an amazing group of people and a specialist provider of financial crime, governance, risk and compliance training to Europe, the Middle East and Africa. Specialties: Governance, risk and compliance training and advice in all areas of investment banking, asset management, capital markets and certain retail areas; pre-visit reviews of conduct, governance, risk and liquidity; reviews of Compliance functions, following the work on BS8453. I also specialise in areas of financial crime such as AML, ABC and market abuse. NED roles for UK or overseas financial institutions, with a bias towards Risk, Compliance and Audit responsibilities.

Peter Haines's Current Company Details
April Mortgages

April Mortgages

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Compliance trainer, consultant, author and experienced Non-Executive Director
Peter Haines Work Experience Details
  • April Mortgages
    Non Executive Director
    April Mortgages Mar 2023 - Present
    London, England, United Kingdom
  • Ccl Academy
    Group Head Of Governance, Risk And Compliance Training
    Ccl Academy Jan 2017 - Present
    London And Dubai
  • Peter Haines Compliance Consultancy
    Director
    Peter Haines Compliance Consultancy Jun 2006 - Present
    I work with major banks to small hedge funds to small advisory firms in assisting them to manage their regulatory risk through training, senior management awareness, preparation for SREP, SLRP and Conduct visits and other compliance and governance-related work.
  • Icma Centre, University Of Reading
    Visiting Fellow
    Icma Centre, University Of Reading Feb 2010 - Present
    Provision of compliance and governance courses on behalf of the University
  • Uk Bank
    Non-Executive Director And Chairman Of The Audit And Risk Committees.
    Uk Bank Jan 2019 - Jan 2022
    London
    Interim Chairman of the bank from September 2019 to July 2020. Deputy Chairman from July 2020.
  • Uk Bank
    Non-Executive Director And Chair Of Audit, Risk And Compliance Committee
    Uk Bank Aug 2011 - Feb 2017
  • British Standard 8453 (Compliance Framework) Working Group
    Chairman
    British Standard 8453 (Compliance Framework) Working Group Jun 2009 - Apr 2011
    BS 8453 was launched in early 2011 and covered the Compliance framework for regulated financial services firms in the UK.
  • Bank Of America
    Head Of International Compliance
    Bank Of America 2002 - 2006
  • Shcog
    Chairman 1997-2003
    Shcog 1996 - 2003
  • Ubs Warburg
    Head Of Emea Compliance
    Ubs Warburg 1999 - 2002
  • Paribas
    Global Head Of Capital Markets Compliance
    Paribas 1996 - 1999
    Head of UK Compliance and Global Head of Capital Markets Compliance.
  • Iosco Working Party No. 3
    Member
    Iosco Working Party No. 3 1994 - 1996
  • Securities And Futures Authority
    Deputy Director
    Securities And Futures Authority 1992 - 1996
  • Nomura International
    Associate Director, Compliance
    Nomura International 1991 - 1992
  • The Chase Manhattan Bank
    Vice President, Compliance
    The Chase Manhattan Bank 1987 - 1991
  • Robson Rhodes
    Chartered Accountant
    Robson Rhodes 1982 - 1986

Peter Haines Education Details

Frequently Asked Questions about Peter Haines

What company does Peter Haines work for?

Peter Haines works for April Mortgages

What is Peter Haines's role at the current company?

Peter Haines's current role is Compliance trainer, consultant, author and experienced Non-Executive Director.

What schools did Peter Haines attend?

Peter Haines attended University Of Bradford, University Of Bonn, Institute Of Chartered Accountants In England And Wales.

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