Peter Kasper Email & Phone Number

Springfield, Ma, Us

Hartford, Ct, Us

Director - Compliance and Regulatory Response - Group Benefits, June 2014-PresentAssistant Director - Regulatory Compliance and Monitoring - Group Benefits, Jan 2014-June 2014Compliance Consultant, Aug 2013-Jan 2014• Manage Complex Group Benefits Compliance Corrective Action Plans, including strategy, communication with regulators, project managing and reporting, as well as drafting procedures, memos communications and best practices• Provide regulatory compliance consultation on a wide variety of topics across Group Benefits and serve as single point of contact for Sales and Service Operations• Provide timely, accurate and effective responses to regulatory exams, inquires and reporting requirements and perform mock exams. • Triage and resolve general compliance questions/concerns/issues, including questions relating to corporate policies such as the Code of Ethics and Business Conduct, and Group Benefits policies such as the Quote Guiding Principles, Producer Compensation Guidelines, Non Standard Claim exceptions and Portability and Conversion exceptions.• Work with business to develop, document and maintain solutions, communications, and policies and procedures necessary to mitigate risk and ensure consistent, sound, compliant business practices. • Provide appropriate support and input from a GB perspective to Corporate Compliance in regards to corporate initiatives. • Drive privacy and security initiatives in GB to help ensure compliance with applicable laws and corporate policies, including:o Management of the Information Protection Management (IPM) program for GB, partnering with the Privacy Office, THIP and GB IT to assess policies and standards. o Development of GB privacy policies and procedures. • Responsible for developing and executing comprehensive monitoring programs to monitor known risks and identified new risk for Group Benefits.

Manage a group of professionals to ensure compliance with state and federal regulations, company standards and program guidelinesServe as leader of Business Continuity Team to ensure continued functionality during times of business interruptionAnalyze and evaluate state bulletins and circulars, determine impact to admitted and non-admitted business, identify action steps and release notification to appropriate business unitsAssist in the management of the team program audit schedule and assess program riskManage reporting of complaints, fines and penaltiesCreate and implement procedures for various business functions including accounting for missing policies numbers, voluntary audit and overall company operations manualEnforce and support all company policies among my direct reportsAct as liaison with ISO, NCCI and PCIReview contracts, forms, and endorsements with necessary individuals to support regulatory and state compliance issuesCoordinate and provide responses to state market conduct examsResponsible for Program business implementation and trainingPerform research on compliance related projects

Founding member of boutique real estate law firm Responsible for budgeting and day to day financial operations of firmReviewed, analyzed, drafted and negotiated purchase and sales contracts within strict timeframes by coordinating with financial institutions, clients, and other attorneysPrepared all documents necessary for purchase, sale, and refinance transactionsProficient in preparing HUD-1s for financial institutionsGrew business to complete over 325 transactions and administered 800+ closing transactions since inceptionManaged and trained staff to ensure accuracy of contracts and related closing documentation

Reviewed, analyzed, drafted and negotiated Captive, Rent-A-Captive Quota Share, Facultative and Excess Reinsurance contracts and treatiesDrafted and negotiated various contracts and agreements with program agents and third party claims administrators and others associated with program businessDrafted and negotiated miscellaneous contracts and documents

Ll.M, Insurance Law

Jd

Bachelor'S Degree, Accounting