Peter Kozlowski Email & Phone Number

Austria

London, United Kingdom

Senior Product Manager with over 15 years’ experience in capital markets. Proven track record of designingand building trading technology across high and low-touch OMS & EMS, connecting to Exchanges, APA’s, Dark Pools, Clearing & Settlement Systems and RFQ Providers with a deep understanding of Institutional workflows across the entire trade life cycle. Bloomberg’s global MiFID II regulatory product expert for cash equity trade reporting across all enterprise product lines.Achievements:• Technical: Interpreted EMSA MiFID II guidelines and build Bloomberg’s new generation of rules-based automated and customizable regulatory trade reporting engine for cash equities adopted globally by all of Bloomberg’s Enterprise trading technology. FIX Trading Community member representing Bloomberg for the ‘MiFID II Transparency Working Group’ driving FIX standards for trading & trade reporting.• Product Development: Accomplished platform enhancements across Front, Middle and Back Officefunctions. Global product lead on design, build and rollout of Bloomberg’s Regulatory Reporting Hub (RHUB) for cash equity trade reporting across every Bloomberg product.• Collaboration: Years of experience partnering and working with high-net-worth clients, R&D, QA teams, project managers, regulators, 3rd party infrastructure providers, legal teams, exchanges and settlement and clearing providers. • Product Management: Applied and rolled out Agile and Jira metrologies in the product and developmentteam. Built trading platforms that are distributed & highly configurable with the focus on throughput and low latency.• Experience: Institutional trading technology expert specializing in the electronic trading industry with exposure to 200+ sell side institutions across the UK, Europe, USA and Asia.

London, United Kingdom

Position:Middle Office - Risk Management Analyst / Trade Support Analyst; European Securities Operations- Investment Banking Operations; Deutsche Bank Trading FloorResponsibilities:• Liaising daily with traders to inform them of risk exposure to traded positions in Cash Equities, Equity Swaps & Derivatives, highlighting unusual/ unrecognised trades, amending positions and advising traders of subsequent PNL impact• Netting trades/booking PNL on behalf of traders and dealing with price and cash differences and disputes• Tactical support for the desk in regard to new products & structures • Constantly look to improve process and workflow, fully understand resolution path for all breaks • Inbound desk queries, breaks, settlement issues, client position, give ups to other brokers etc.• Fails reporting and desk support for Program/ DMA/Cash facilitation • Ownership of risk resulting from breaks • Risk reporting for European/Asian/US markets• Escalate key risk items and delegate problems accordingly• Resolving a high volume of position breaks through the entire life-cycle of trades from Front Office booking through to Back Office Settlement.• Daily reconciliation management and break resolution for: o Trade and Position reconciliations between the Risk and P&L system and the Back office sub ledger system o Inter-company reconciliation within the Risk and P&L system o Booking integrity reconciliation between Trade Capture system and Trading system o Reconciliation between Front Office systems

United Kingdom

Position:Offshore New Accounts NIGO and Offshore Funds Dealing NIGOResponsibilities:• In depth analysis and investigation of all upcoming queries with regard to broker and client dealing activities (transfers, switches, buys and sells)• Liaise with client interaction teams in UK, Germany, Austria, Luxembourg, Investor Centres and Business Development groups where the NIGO (Not In Good Order) relates to their institutional / high net worth clients• Liaise with brokers, financial institutions and private clients• Request deal corrections when dealing errors become apparent• Training new recruits• Reporting statistical data to management (performance and productivity improvements achieved in this process)

Master Of Finance, Finance, General

Matura, Natural Sciences