Peter L.

Peter L. Email and Phone Number

General Counsel and Chief Compliance Officer @ Alpha Square Group
New York, NY, US
Peter L.'s Location
New York, New York, United States, United States
About Peter L.

Senior investment management attorney with experience forming and advising registered investment companies, private funds, SPVs, offshore vehicles and separately managed accounts. Knowledge of various alternative investment types, including private credit, structured credit, syndicated loans, real estate, venture capital, private equity and other private funds. Regulatory and ethics attorney with experience as a Chief Compliance Officer and communicating with regulators, including the SEC, FINRA and the NFA. Knowledge of the Investment Advisers Act, Investment Company Act, Securities Act, Securities Exchange Act, Commodities Exchange Act, Internal Revenue Code, ERISA and other federal and state laws and regulations related to investment management. Entrepreneurial and business minded with a focus on finding solutions while weighing risk appetite. Built legal and compliance infrastructure and teams from scratch, including drafting of compliance and operations policies and procedures.

Peter L.'s Current Company Details
Alpha Square Group

Alpha Square Group

View
General Counsel and Chief Compliance Officer
New York, NY, US
Employees:
34
Peter L. Work Experience Details
  • Alpha Square Group
    General Counsel And Chief Compliance Officer
    Alpha Square Group
    New York, Ny, Us
  • Alpha Square Group
    General Counsel & Chief Compliance Officer
    Alpha Square Group Sep 2021 - Present
    New York, Ny, Us
  • Intermediate Capital Group (Icg)
    Managing Director; Chief Compliance Officer & Deputy General Counsel - U.S.
    Intermediate Capital Group (Icg) 2017 - 2021
    London, Gb
  • Intermediate Capital Group (Icg)
    Principal; Deputy Chief Compliance Officer & General Counsel - U.S.
    Intermediate Capital Group (Icg) 2015 - 2017
    London, Gb
  • Shenkman Capital Management, Inc
    Corporate Counsel
    Shenkman Capital Management, Inc 2012 - 2015
    New York, Ny, Us
  • Latham & Watkins
    Associate
    Latham & Watkins 2011 - 2012
    New York, Us
  • Skadden, Arps, Slate, Meagher & Flom Llp And Affiliates
    Associate
    Skadden, Arps, Slate, Meagher & Flom Llp And Affiliates 2006 - 2011
    New York, Ny, Us
  • Skadden, Arps, Slate, Meagher & Flom Llp And Affiliates
    Summer Associate
    Skadden, Arps, Slate, Meagher & Flom Llp And Affiliates 2005 - 2005
    New York, Ny, Us
  • At&T
    Project Manager
    At&T Aug 2000 - Dec 2003
    Dallas, Tx, Us

Peter L. Education Details

  • Georgetown University Law Center
    Georgetown University Law Center
    Law
  • Rutgers Law School
    Rutgers Law School
  • Rutgers College
    Rutgers College
    Economics With Accounting And Finance Concentrations

Frequently Asked Questions about Peter L.

What company does Peter L. work for?

Peter L. works for Alpha Square Group

What is Peter L.'s role at the current company?

Peter L.'s current role is General Counsel and Chief Compliance Officer.

What schools did Peter L. attend?

Peter L. attended Georgetown University Law Center, Rutgers Law School, Rutgers College.

Who are Peter L.'s colleagues?

Peter L.'s colleagues are Sam Su, Cpa, Hahn Sull, Rita You, Caesar Lupercal, Jerome Grimes, Deanna Tan, Alvin H..

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