Peter L. Email and Phone Number
Senior investment management attorney with experience forming and advising registered investment companies, private funds, SPVs, offshore vehicles and separately managed accounts. Knowledge of various alternative investment types, including private credit, structured credit, syndicated loans, real estate, venture capital, private equity and other private funds. Regulatory and ethics attorney with experience as a Chief Compliance Officer and communicating with regulators, including the SEC, FINRA and the NFA. Knowledge of the Investment Advisers Act, Investment Company Act, Securities Act, Securities Exchange Act, Commodities Exchange Act, Internal Revenue Code, ERISA and other federal and state laws and regulations related to investment management. Entrepreneurial and business minded with a focus on finding solutions while weighing risk appetite. Built legal and compliance infrastructure and teams from scratch, including drafting of compliance and operations policies and procedures.
Alpha Square Group
View- Website:
- alphasquaregroup.com
- Employees:
- 34
-
General Counsel And Chief Compliance OfficerAlpha Square GroupNew York, Ny, Us -
General Counsel & Chief Compliance OfficerAlpha Square Group Sep 2021 - PresentNew York, Ny, Us -
Managing Director; Chief Compliance Officer & Deputy General Counsel - U.S.Intermediate Capital Group (Icg) 2017 - 2021London, Gb -
Principal; Deputy Chief Compliance Officer & General Counsel - U.S.Intermediate Capital Group (Icg) 2015 - 2017London, Gb -
Corporate CounselShenkman Capital Management, Inc 2012 - 2015New York, Ny, Us -
AssociateLatham & Watkins 2011 - 2012New York, Us -
AssociateSkadden, Arps, Slate, Meagher & Flom Llp And Affiliates 2006 - 2011New York, Ny, Us -
Summer AssociateSkadden, Arps, Slate, Meagher & Flom Llp And Affiliates 2005 - 2005New York, Ny, Us -
Project ManagerAt&T Aug 2000 - Dec 2003Dallas, Tx, Us
Peter L. Education Details
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Georgetown University Law CenterLaw -
Rutgers Law School -
Rutgers CollegeEconomics With Accounting And Finance Concentrations
Frequently Asked Questions about Peter L.
What company does Peter L. work for?
Peter L. works for Alpha Square Group
What is Peter L.'s role at the current company?
Peter L.'s current role is General Counsel and Chief Compliance Officer.
What schools did Peter L. attend?
Peter L. attended Georgetown University Law Center, Rutgers Law School, Rutgers College.
Who are Peter L.'s colleagues?
Peter L.'s colleagues are Sam Su, Cpa, Hahn Sull, Rita You, Caesar Lupercal, Jerome Grimes, Deanna Tan, Alvin H..
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