Peter L. Email & Phone Number

Senior investment management attorney with experience forming and advising registered investment companies, private funds, SPVs, offshore vehicles and separately managed accounts. Knowledge of various alternative investment types, including private credit, structured credit, syndicated loans, real estate, venture capital, private equity and other private funds. Regulatory and ethics attorney with experience as a Chief Compliance Officer and communicating with regulators, including the SEC, FINRA and the NFA. Knowledge of the Investment Advisers Act, Investment Company Act, Securities Act, Securities Exchange Act, Commodities Exchange Act, Internal Revenue Code, ERISA and other federal and state laws and regulations related to investment management. Entrepreneurial and business minded with a focus on finding solutions while weighing risk appetite. Built legal and compliance infrastructure and teams from scratch, including drafting of compliance and operations policies and procedures.