Peter O. Email & Phone Number

Zürich, Schweiz

Derzeit im Einsatz für VP Bank Liechtenstein

Zürich Und Umgebung, Schweiz

- Implementation & constant improvement of the AML tax fraud moitoring of the bank- Actively performing the AML tax fraud monitoring based on specific transactional patterns.- In-depth review of client relationships with regard to possible tax non-compliance and tax-relatedoffenses incl. identification of clients that are not compliant with international.

Zürich Und Umgebung, Schweiz

Zürich Und Umgebung, Schweiz

• Analysis of high-risk and PEP-client files and KYCs incl. identification and assessment of potential regulatory or reputational risks and definition of adequate measures;
• Final control of the files reviewed by the team
• Specialist for the in-depth analysis of uniquely complex cases;
• Subject matter expert providing professional advice and efficient guidance to relationship managers and major stakeholders related to KYC, due diligence and AML issues;
• Analysis and monitoring of compex transactional activity issues;
• Providing support and training to the whole Client Due Diligence Team incl. training of newly hired employees.

Zürich Und Umgebung, Schweiz

• Contact person for relationship managers for all question with regard to sanctioned countries;
• Monitoring and control of the affected client relationships
• Control of account openings;
• In-depth analysis of client-relationships and preparation of complex cases for the top management
• Analysis of new economic sanctions and their impact on the business; elaboration and implementation of respective measures in cooperation with AML Compliance as well as withother areas
• Preparation and realization of the internal communication (in 4 languages) of new restrictions

Zurich

• Management of a task force:
• Handling of complaints and legal cases of a client group of a former external asset manager
• Communication with the affected clients by phone and in writing
• Management of 4 up to 6 employeesLegal cases, damage cases and fraud cases:
• Support for the line management for the handling and preparation in solvation of fraud cases
• Analysis, inquiry, clarification, verification and well-founded overall-treatment of damage/loss cases

Zurich-Aussersihl Branch

• Head of the branch with 15 employees in retail banking and cash service on an interim basis
• Guidance of the employees in the sales process; with active market and client management
• Advice of existing clients; acquisition of new clients
• Functional support for the employees

Zurich-Aussersihl Branch

• Advice of existing corporate and private clients;
• Acquisition of new corporate and private clients;
• Handling of so called “risk-positions” including decision and implementation of adequate measures;
• Analysis of balance sheets; discussion of the yearly results with the clients;
• Application, handling and monitoring of credits, loans and mortgages including the early detection of possible risks;
• Coordination unit in the branch for questions relating to due diligence

Frauenfeld Branch

Education record

Allround-Internship

Handelsdiplom