Peter Rose Email & Phone Number

Sydney, NSW, AU

Sydney, New South Wales, Australia

Sydney, New South Wales, Australia

- Lead a team of 100+ employees that conduct all facets of Operations for CommSec. Have a dual reporting line into the Executive General Manager of CommSec and the Executive General Manager of BIMO (Banking, Institutional and Market Operations). - Sit in both the CommSec Leadership Team as well as the BIMO Leadership Team, representing both teams in.

Sydney, Australia

- Managed six teams within the middle office for UBS Investment Bank in Australia, which stabilised under my leadership after having experienced 67% attrition at the start of 2017. - Owned responsibility as a control function at post-trade execution and ensuring that the end of day P&Ls were understood and variances are explained. - Established new.

New York

- Led the operations work stream and was the engagement lead for the annual resolution plan for Barclays Capital and Barclays Bank (NY Branch) that was submitted to the Federal Reserve and Federal Deposit Insurance Corporation (FDIC). This involved drafting and finalising Barclay's Resolution Plan. - Engaged with Barclays Americas board members and.

Stamford, CT

• Regional Head ETD Exchange Margins – Collateral Operations (Director)
• Manage 13 staff across 2 locations (Stamford & Hyderabad) and is responsible for managing margins with the different Futures and Cleared Swaps exchanges across North America, managing client assets and ensuring proper.
• Work closely with Prime Services, Sales, Treasury, Finance and Compliance to ensure we are always within the regulatory requirements of an FCM.
• Have implemented systematic changes to reduce risk and decrease manual processing.

Jersey City, NJ

• Built new processes for pit brokerage AVAs (Actual vs. Accrual). With this new process was able to identify and cease losses. During the first half of the year was able to re-coup over USD 350,000 in overpayments. Was.
• Represented UBS in industry forums with different Exchanges in relation to the Pit and Give Up Brokerage processes.

Stamford, CT

• Managing headcount & business plans for the global OTC Operations Teams.
• Understanding our financial statements in detail. Including all components making up our cost base.
• Vendor Management – a central point of contact with our team in India to manage SLAs and KPIs.
• Driving and challenging the group’s capacity model, coordinating SLAs and new off shoring transitions.
• Implemented a Lean Six Sigma project – OTC Settlement Process Alignment – 1 FTE saving with greater transparency on risk.

Stamford, CT

• Managed a team of 14 across 2 locations (Stamford & Hyderabad), who were responsible for settlements of OTC products (Credit Derivatives, Interest Rate Derivatives, Equity Derivatives and Equity TRS).
• Provide settlement support for multiple asset classes, Finance and Middle Office.
• Managed off-shoring for Credit Settlements and TRS Settlements which involved traveling to India to manage new transitions and bed down processes.
• This also involved creating and setting up KPIs for both Credit and TRS Settlements
• Product exposure and knowledge includes: ABS, ABX, CMBS, CMBX, CDS, LCDX, TRS, IRS, FX Forward, Asset Swaps, Eq TRS, Vanilla and Exotic Eq options.

Sydney, Australia

• Ensured timely settlements of Australian equity trades for international hedge funds.
• Supported the following businesses: Prop, Hedge Fund, Stock Loans and International Equities.
• Established new processes to efficiently settle Dual Listed Convertibles that was traded by the Hedge Fund business.
• Exposed to FX settlements, as this was a pre-requisite to settling Dual Listed Convertibles.
• Initiated a new project to use the company approved cash reconciliation tool ‘REX’ to make Stock Loan settlements more efficient and SOX compliant.