Peter Tyson Email & Phone Number

New York City, Ny, Us

New York, Ny, Us

Manages the Data Licensing Team and assists banks, broker-dealers, and asset managers with:• Negotiating exchange and index provider market data licensing agreements for all types of display, non-display, and derived data usage• Complying with exchange and index provider policies relating to real-time, delayed, end-of-day, and reference data• Identifying licensing gaps and compliance risks through application assessments• Exchange audits and negotiating settlement agreements

• Researched case law, statutes, and regulations for FINRA arbitration cases• Drafted discovery requests and responses, memoranda, and motions for FINRA arbitration cases• Prepared analyses of unsuitability, breach of fiduciary duty, failure to supervise, churning, and unauthorized trading claims• Conducted initial and follow-up client interviews• Resolved discovery disputes with opposing counsel• Assisted with settlement negotiations

• Drafted private placement memoranda, limited partnership agreements, subscription documents, and operating agreements for domestic and offshore private funds• Assisted with registering investment advisers with the SEC and state regulatory authorities• Assisted with registering commodity pool operators with the CFTC and NFA, and prepared disclosure documents for NFA approval• Prepared SEC Form D and state blue sky filings• Prepared entity formation documents and obtained tax identification numbers for legal entities• Wrote blog articles for the firm’s website about regulatory matters pertaining to private funds

Bachelor Of Arts (B.A.), Economics

Doctor Of Law (J.D.), Corporate And Securities Law