Director - Strategy, Risk & Compliance
Maitland Fund Services
Financial services company providing systems and services infrastructure to financial services sector clients across portfolio administration, fund accounting, front office services, investor and transfer agency administration and infrastructure services. Implemented governance best practice frameworks including ITIL, SAS70, risk management, audit processes, regulatory compliance framework, reporting processes needed to support growth.Re-organised the company on value chain… Show more Financial services company providing systems and services infrastructure to financial services sector clients across portfolio administration, fund accounting, front office services, investor and transfer agency administration and infrastructure services. Implemented governance best practice frameworks including ITIL, SAS70, risk management, audit processes, regulatory compliance framework, reporting processes needed to support growth.Re-organised the company on value chain principles and co-managed the change process. Established and managed new services orientated structure and knowledge base. Simplified a business that had become increasingly complex and the identity and value proposition of the company as it moved forward. Ran the firm’s Project Office and oversaw the re-organisation of the business including the update of the SLA and contractual framework.Implemented risk management systems and reporting to provide a standardised process to identify, assess, measure, monitor and report risks across the business and quantify the size and nature of the responses required. Show less
