Peter Hirsch Email & Phone Number

Danbury, Ct, Us

Raleigh, North Carolina, Us

Integrate SVB RCSA program with FCB RCSA and enhance oversight of robust program. Create ORM Training and Communication Strategy. Oversee Governance and Oversight of ORM Policies and Standards. Develop and launch RCSA Effective Challenge quality assurance program.

Santa Clara, Ca, Us

Design and launch RCSA. Create RCSA Standard and Monitor 1st LOD compliance. Review and challenge business unit and business unit risk officers.

Silicon Valley Bank, Operational Risk Oversight, Santa Clara, CA (2021 – present)• Design the Operational Risk Management oversight and independent control assessment programUSAA, Enterprise Compliance and Operational Risk Oversight, San Antonio, TX (2020)• Developed independent review and directed team assessment of control design & operating effectiveness; evaluated First Line of Defense risk management of troubled debt restructuring and funds transfersCitigroup, Senior Auditor, New York, New York (2019 – 2020)• Created audit plan to test for Bank compliance with the Basel Committee on Banking Supervision • Reviewed workpapers for Risk Governance Framework audit, correcting deficiencies and ensuring compliance with Internal Audit standards• Validated responses and remediation for ICG New Product Approval controls and risk assessmentsMorgan Stanley, Firm Risk Management Policy Lead, New York, New York (2019)• Operational Risk Management Governance – Draft policies supporting Firm’s Wealth Management Risk Framework, Third-Party (TP) Risk Governance – TPRM Management Lifecycle, Fraud Management Policy,Operational Loss Incident Reporting, Risk Scenario Analysis Procedures & internal controls• Reviewed and communicated policy changes with Firm executives and stakeholders; monitor regulatory changes impacting risk and financial controls and industry best practices into policies and procedures;conducted document due diligence • Prepare Board and Risk Management Committee materials in accordance with Board requirements

• Prepare annual budget and monthly forecast; report significant changes to the Board.• Lead Security Committee in developing policies, procedures and training for emergency events.

New York, Ny, Us

Risk Management Subject Matter ExpertSkills and Responsibilities:Revised Operational Risk Management Framework and trained Bank employees on operational risk disciplines.Developed new Key Risk IndicatorsChairman of Operational Risk Management Working GroupStaff of 6 Risk Management Professionals -Corporate Business Continuity -Third Party Risk Manager Control Officer -New Product Management

Farmington, Ct, Us

Conducted annual SOX internal financial controls review.

New York, New York, Us

• Global Operational Risk Officer and subject matter expertise in all 3 lines of defense: in-business management (risk owner), independent governance oversight and independent audit assessment. • Performed deep dive analysis of operational controls resulting in procedural changes that reduced the business’ operational risk and likelihood of an operational failure resulting in a material loss.• Established new operational risk reports for senior management with improved metrics for greater clarity and measurability. Implemented Excel-model “Loss Dashboard” providing quicker user access to loss data, improved consistency, and conducted training for global organization• Chaired Control and Compliance meetings to evaluate business performance and process optimization with 40 Global Control Officers, rolled out best practice global procedures and controls• Lead annual business risk assessments, establishing business-level Key Risk Indicators; monitor trends and report to Enterprise Risk and senior business managementWhat TTS does for a global payments solution: Citi Transaction Services offers integrated treasury and trade solutions - Liquidity and Investments, Cash Management, Prepaid and Commercial Cards, Receivables and Trade Solutions - and securities and fund services - Asset and Transaction Servicing, Middle Office Management, Fund Administration, Diversified Banking Services - to multinational corporations, financial institutions and the public sector around the world.GTS is the industry leader with the largest proprietary network, spanning over 100 countries.Over $12.5 trillion in assets under custodyOver $3+ trillion in worldwide transactions dailyServing 96% of the world's Fortune 500 companies

New York, New York, Us

• Global Control Leader of Risk Control Self-Assessment (RCSA) Policy and subject matter expert in Sarbanes-Oxley - Established global adoption of Sarbanes-Oxley and RCSA monitoring and reporting.• Built Citigroup’s annual Sarbanes-Oxley control assessment plan, which included account scoping, conducting process and system walk-throughs, control remediation, documentation review, deficiency aggregation, external auditor/regulator review and senior reporting – total assets, $2 trillion.• Led internal control reengineering project resulting in 40% reduction in internal controls and estimated annual savings of $60-100 million.• Instituted risk management and key controls resulting in Federal Reserve lifting ban on new acquisitions. • Communicated and educated businesses and regions on Policy compliance.• Chaired RCSA Working Group, consisting of global business control and operational risk professional• Filed annual FDICIA reports

Bba, Public Accounting

Bba, Public Accounting