Phil Babb Email & Phone Number

Phoenix, AZ, US

Entrusted with the support of the supervision of all USAA business units that are responsible for implementing and adhering to Heightened Standards and operating within risk tolerances. Identifies risk-related issues in their assigned organization pertaining to compliance and operational risks. Executes risk management tasks, projects, and activities which.

Scottsdale, Arizona

Entrusted with all day-to-day operations of the Compliance Department for a top level Consumer Lending Entity. Tasked with ensuring compliance with all regulatory requirements pertaining to FCRA, CFPB, TILA, FDCPA, TCPA, UDAAP, etc. Liaison between Plain Green and all regulatory agencies. Coordinated audits from both internal and external agencies..

Entrusted with the day-to-day operations of the Compliance Department for a top Experian credit reporting agency. Tasked with ensuring MIS compliance with all FCC, FCRA and CFPB requirements. Coordinate the FCRA/CFPB audit preparation. Tasked with training team members in an effort to ensure compliance within all departments of the organization.

Phoenix, Arizona Area

• Entrusted with all day-to-day operations of the Compliance Department and staff for a high-volume, high-output SquareTwo Financial franchisee. Responsible for policy and procedure promulgation, internal audits.
• Created Compliance Management System to facilitate compliance oversight and to ensure that all applicable rules and regulations are followed.
• Created office’s first ever Risk Assessment and Audit Plan, in order to minimize office’s potential exposure relative to various regulatory agencies.
• Revitalized Compliance Department, earning recognition from SquareTwo franchisor for high performance and compliance with applicable regulations.

Scottsdale, AZ

• Managed Compliance Department and staff for Top 100 Multi-Level international marketing corporation. Created, updated, and enforced internal compliance policies and procedures for use throughout the United States and.
• Created and updated Compliance Council to provide compliance-related information and communications to business owners, with the end goal of facilitating compliance.
• Instrumental in securing a place for TriVita in the Physician’s Desk Reference.

Scottsdale, AZ

• Responsible for Compliance Department operations, including updating casino policies and procedures to facilitate and ensuring compliance with various regulatory bodies. Liaise between Casino and Salt River.
• Integral to licensing and opening Talking Stick Resort, an onsite Five Star resort.
• Created internal audit schedule for each casino department to ensure successful external audits performed by regulatory agencies.
• Led an internal investigation that ultimately uncovered fraud by casino’s Vice President of Marketing, leading to dismissal and the filing of criminal charges.

Susanville, CA

• Managed Gaming Commission office and all office staff and Surveillance Department and all staff therein. Entrusted with tribal authority to interact with the State of California and federal regulatory agencies. Oversaw.
• Instrumental in negotiating Tribal Compact between Susanville Indian Rancheria and State of California.
• National Indian Gaming Association certified Gaming Commissioner.
• Reid & Associates certified Interviewer/Interrogator.

Ba, Business Administration

Activities and Societies: Played football for the University of San Diego football team.

Online Gaming Certification, Gaming