Alberta lawyer experienced in the Canadian private equity markets; I assist investment issuers, start-ups, exempt market dealers, portfolio managers, mutual fund dealers and investment fund managers navigate the regulatory, compliance, strategic and technological side of the capital markets. I have a certificate in Regulatory Compliance & Legal Risk Management for Financial Institutions from Osgoode Hall University, am an industry member of the Alberta Securities Commission Exempt Market Dealer Advisory Committee, and act as a director and member of the executive committee of the Private Capital Markets Association of Canada.
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Philip Du Heaume
Caulfield East, Vic -
2bryanco.com, raintreeemd.com
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