Philip Lewis Email & Phone Number

Sydney, Nsw, Au

Sydney, New South Wales, Australia

Sydney, Australia

Sydney, Australia

 Created four ‘Hartsfield Model Portfolios’; Defensive, Balanced, Growth and Adventurous consisting of unit trusts and OEICs for different client attitudes to risk. These have been running since July 2012 with client money being added in mid-2013 Performed quantitative and qualitative research for whole of market funds using Morningstar and Financial Express software with the top funds being added to the approved fund shortlist in which the Hartsfield Model Portfolios could invest in Re-balance the Model Portfolios on a quarterly basis after an investment committee review meeting regarding tactical asset allocation and fund buys/sells Created fund factsheet literature to hand to clients as sales aids detailing fund performance to date Composed quarterly investment worldwide market commentary which was distributed to clients, as well as their respective quarterly performance of investments  Undertook detailed pension transfer research comparing existing client portfolios against our recommendations focusing upon; performance, volatility, ratio analysis, asset allocation, fund ratings and attitude to risk Composed proposal documents for potential clients and suitability reports for clients going ahead with services relating to; Small Self-Administered Schemes (SSAS) for business funding, investment bonds, income protection and tax mitigation Carried out detailed due diligence and met with Discretionary Fund Managers (DFMs) and Platform Providers with the Managing Director, to assess their suitability for client investment Monitored on-going client portfolio performance held with DFMs

Sydney, Australia

 Liaise with brokers and agent to ensure delivery versus payment (DVP) AU trades are settled before market cut-off for stock loans and returns Book equity and FI (Fixed Income) returns and follow through to settlement MTM of all Australian equities on a daily basis, to confirm that margin requirements are met, ensuring clients are appropriately collateralised MTM of all FI assets under a certain collateral level Agree FI recall/unwind details with borrower traders for stock return Ensuring client revenue is calculated consistantly with allocations to Re-investment (RI) desk  Send daily cash client allocations from daily trading activity, to the RI desk to re-invest or unwind  Regular communication with the agent, counterparts and RI traders for trades/collateral settlement Ensure the RI Repo book is adequately collateralised along with calculating weekly profit on all RI desk instruments

Bournemouth, United Kingdom

Bournemouth, United Kingdom

2:1, Ba (Hons) Business Studies

Education record