CEO of a mid-size financial services firm that provides objective financial planning, investment management and advisement for HNW client families and institutions as well as recommendations on a vast array of insurance and other financial tools and vehicles, Entrepreneurial Executive with a record of creating and executing strategic plans to grow a business in both products and revenues, while maintaining financial discipline. Known for a transparent leadership style which focuses on fostering a culture of accountability and alignment. Proven and effective leader of various disciplines, including finance, operations and technology, investment banking, trading and sales. Experienced with merger and acquisition strategy, analysis and integration.
Listed skills include Series 7, Investments, Fixed Income, Securities, and 13 others.