Phillip Moore Ca

Phillip Moore Ca Email and Phone Number

Finance (Fund Ecosystem) Risk Advisor and Manager - Australia and Asia Pacific @ Vanguard
Melbourne, VIC, AU
Phillip Moore Ca's Location
Melbourne, Victoria, Australia, Australia
Phillip Moore Ca's Contact Details

Phillip Moore Ca personal email

n/a

Phillip Moore Ca phone numbers

About Phillip Moore Ca

Experienced Senior Banking & Financial Services Analyst with a successful demonstrated history in the investment banking industry. Skilled in Stakeholder Engagement, Leadership, FICC (Fixed Income, Currencies & Commodities), Corporate Finance, Financial Services Risk Management - both Operational & Compliance, Business Relationship Management and Regulatory Assurance. Strong finance professional, Qualified Chartered Accountant from the Institute of Chartered Accountants Australia with ~12 years of banking experience in Europe and Asia.

Phillip Moore Ca's Current Company Details
Vanguard

Vanguard

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Finance (Fund Ecosystem) Risk Advisor and Manager - Australia and Asia Pacific
Melbourne, VIC, AU
Website:
vanguard.com
Employees:
25515
Phillip Moore Ca Work Experience Details
  • Vanguard
    Finance (Fund Ecosystem) Risk Advisor And Manager - Australia And Asia Pacific
    Vanguard
    Melbourne, Vic, Au
    View
  • Vanguard
    Img Operational Risk - Manager, Asia Pacific
    Vanguard Jan 2020 - Present
    Melbourne, Australia
    1. Develop and direct initiatives to improve and implement global best practice operational risk strategies for the Investment Management Group. Includes establishing and supporting the development of strong risk assessment, change management practices, internal risk monitoring and reporting infrastructure, targeted reviews, controls assurance, and external monitoring programs. Ensures the program is compatible with VGI’s enterprise risk framework.2. Provides operational risk management leadership on technology projects impacting IMG and Vanguard as a whole to ensure high global standards of operational controls are designed into future-state business processes.3. Leads efforts on behalf of IMG Operational Risk team to guide governance and control design decisions from the operational risk perspective on company strategic initiatives both regionally and globally.4. Identifies leading operational risk indicators through alignment of metrics with risk and controls. Develops and maintains metrics to communicate the status of measures effectively, embeds operational risk indicators in dashboards and reports for regional and global stakeholders.5. Conducts operational risk assessments in targeted areas or processes. Works with business to mitigate risks and optimize processes, using knowledge to design effective controls and monitor key controls for operational effectiveness. Tracks internal events for root cause trends and identifies external events for lessons learned opportunities.6. Collaborating with global operational risk functions across all regions, including leading global upgrade and implementation.7. Establishes and makes recommendations to maintain the framework for monitoring and analyzing risk processes ensuring the program is compatible with VGI’s enterprise risk framework.8. Provides global thought leadership around best practices and new/emerging concepts.9. Leads and/or participates in special projects and performs other duties as assigned.
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  • Anz
    Assurance Management Expert - Centre Of Excellence (Coe)
    Anz Jun 2019 - Jan 2020
    Melbourne, Australia
    To support and empower business to manage their own operational and compliance risks by providing expert advice to help embed sustainable risk management practices that protect ANZ customers, bankers and shareholders.1st line operational risk management supporting businesses across all facets of Commercial Banking - Business Owners and Business Lending, Customer Engagement, Customer Portfolio's and Distribution. In summary this includes:- risk & controls management (incl. treatments, events and audit items)- risk quality and adequacy oversight (incl. ORA's)- industry insights and trends- uplift risk management ecosystem (incl. identification and response to external/internal issues)- drive improvement in risk culture, capability awareness across all BU's/Tribes
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  • National Australia Bank
    Nab Wealth Complex Client Remediation Program (Contract)
    National Australia Bank Mar 2019 - Jun 2019
    Melbourne, Australia
    - Lead SBA for the NAB Wealth Advice Partnership project stream- Working with business, technology, risk and project data analysts to identify key processes, customer/transactional data and develop process mapping and reporting in response to Program deliverables- Senior/Executive stakeholder engagement- Project Owner for root-cause analysis, issue identification and tactical/strategic solution proposals- Facilitating payment program (long-term initiative)- Documentation of internal controls
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  • Career Break
    Career Break
    Career Break Jan 2019 - Feb 2019
    Melbourne, Australia
  • Commonwealth Bank
    Senior Manager - Operational Risk & Control, Institutional Banking & Markets
    Commonwealth Bank Jun 2018 - Dec 2018
    Sydney, Australia
    - 1st Line Operational Risk & Control role sits within the Client Solutions business, providing direct risk support and oversight across all operational risk matters- Product responsibilities includes Corporate Lending, Credit Portfolio Management, Product, Loan Management Group, Structured Asset Finance, Project Finance, Real Estate Finance, Private Equity and Debt Markets- Industry coverage responsibilities include Natural Resources & Energy, Real Estate & Infrastructure and Industrials & Transport- Core operational and non-financial risk responsibility across Client Solutions including all risks, controls, issues (& actions), incidents, KPIs, KRIs and Risk in Change events- Oversight across all Client Solutions compliance obligation matters- Key contact with senior business stakeholders (i.e. Industry Heads, MDs, etc.)- Key contact for all operational risk matters with 2nd Line Operational Risk, IB&M Risk, Group Risk (including Internal Audit) and External Audit- Annual attestation for CAP testing (i.e. controls) and Suppliers (i.e. external vendor management, including non-Group technology systems)- BCF Product Register
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  • National Australia Bank
    Senior Business Analyst, Corporate & Institutional Banking - Fx Eu Program
    National Australia Bank Feb 2017 - Jun 2018
    Melbourne, Australia
    Project Lead - FX EU Program- Review of conduct-related failures in NAB FX Spot business resulting from ASIC-issued EU (21st December, 2016)- End-to-end project delivery and future state program- Development of FX EU Control Inventory, Action Plans, Gap Analysis and Obligations Register- Engagement with IE (Independent Expert – Promontory, appointed by ASIC)- Key delivery lead with Strategic Advisor (i.e. PwC)- Key delivery lead for ‘themed’ working groups (internal) (e.g. Governance, Policy, Monitoring & Surveillance, Conflicts of Interest, etc.)- Business stakeholder engagement includes FICC Trading & Sales, Business Management, Management Assurance, Operational Risk & Compliance, Legal, People & Culture, Internal Audit, C&IB Conduct, NAB Project and NAB Group Regulatory Affairs
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  • National Australia Bank
    Senior Business Analyst, Corporate & Institutional Banking - Mmsp/Crcu & Management Assurance
    National Australia Bank Apr 2016 - Feb 2017
    Melbourne
    Senior Analyst - MMSP/CRCU Program & Management Assurancei) MMSP (Markets Monitoring & Surveillance Program) & CRCU (Conduct Risk & Control Uplift) Program (Apr - Sept 2016)- Policy (global review of policies, key documentation assessment against NAB Group requirements/global regulations where appropriate)- Training (global review of training structure/delivery, inventory of training modules and gap analysis of improvements to Markets training framework)- Governance, Culture, Regulatory & Reporting project initiativesii) FICC Management Assurance [Secondment] (Oct 2016 – Feb 2017)- Risk, controls, obligations reviews & assessments for Australia Corporate & Institutional Banking business including Capital Financing & Treasury- Risk management effectiveness review/escalation of issues with Operational Risk & Compliance- Key business management support across Markets business (i.e. 1st Line of Defence)
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  • National Australia Bank
    Manager - Management Assurance, Services (Product)
    National Australia Bank Dec 2015 - Mar 2016
    Melbourne, Australia
    - Products & Markets Risk Management Committee (Secretariat)- Requisitions on Management- Scenario Analysis (& Key Risk Indicator monitoring)- Annual Planning for Management Assurance (including AFSL & ACL Annual Licence Requirements)- Crisis Management & Business Continuity Management Framework for Product & Markets- CCMC (Code Compliance Monitoring Committee) Returns- Development & coordination of Product risk management strategies & projects- Risk setting alignment across Product & Markets with 2nd Line of Defence (i.e. Operational Risk & Compliance)- Development of internal reporting framework/areas for improvement- Overall risk management consultancy enablement across Product & Markets (i.e. new risks)with both 2nd & 3rd Line of Defence- Integrity, Ethics, Equity, Outsourcing & Governance requirements across Product & MarketsOwnership for all Product & Markets Delegated Authority Management (DAAS)
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  • Career Break
    Career Break
    Career Break Jan 2015 - Nov 2015
    Australia
  • Royal Bank Of Scotland
    Director - Business Manager, International Banking, Asia Pacific
    Royal Bank Of Scotland Mar 2012 - Dec 2014
    Singapore
    • Reporting directly to CEO International Banking & CAO International Banking, APAC• International Banking, APAC Executive Team member• Governance for Quarterly IB Assurance Testing, APAC (FLOD)• Risk, control & regulatory supervision incl. key relationship management with MAS (Monetary Authority Singapore) and other regional regulators as required (incl. Annual Reviews, Assurance Testing, etc)• Financial Business Scorecards - Performance & Strategy (monthly updates, incl. by country & region)• Custodianship on all ‘issue management’ events (i.e. client, regulatory, audit, PEPs)• Singapore Country Business Manager• Change / Project Management• Country Strategy Maps (IB only)
    View
  • Royal Bank Of Scotland
    Senior Manager - Business Manager, Markets, Singapore
    Royal Bank Of Scotland Nov 2009 - Apr 2012
    Singapore
    • Reporting directly to Head of Singapore Markets/Head of FICC Trading, APAC & CAO Markets, APAC• APAC Product Business Manager: Credit Trading, FX Options, G11 FX (Spot), STMF (Money Markets), Futures/Prime Brokerage, Research & Strategy, Syndicate, SES (Special Equity Solutions), SSG (Special Situations Group), CEM (Counterparty Exposure Management) & Equities (Singapore only)• Key relationship management with MAS (Monetary Authority Singapore) for all Markets-related events• All Singapore-relevant issue management events (client, regulatory, audit, etc)
    View
  • Royal Bank Of Scotland
    Senior Manager - Country Business Manager, Gbm India, Asia Pacific
    Royal Bank Of Scotland Jul 2008 - Dec 2009
    Mumbai Area, India
    • Reporting directly to Head of India GBM & COO, APAC• India Business Manager covering Corporate Banking, Transaction Banking, Markets (FICC & Equities), Operations, Finance, Risk (Credit & Operational Risk) & HR• Responsibility for all BAU business reporting, executive management, business development, change & project management, country strategy• All India GBM-relevant issue management (client, regulatory, audit, etc)
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  • Royal Bank Of Scotland
    Senior Manager - Head Of Equity Operations, Asia Pacific
    Royal Bank Of Scotland Jan 2008 - Aug 2008
    Singapore
    View
  • Royal Bank Of Scotland
    Senior Manager - Business Management & Control, Operations, Asia Pacific
    Royal Bank Of Scotland Aug 2006 - Jan 2008
    Singapore
    View
  • Royal Bank Of Scotland
    Business Management & Control, Operations
    Royal Bank Of Scotland Sep 2003 - Aug 2006
    London, United Kingdom
    View
  • Madder & Co, Chartered Accountants
    Senior Manager, Business Services
    Madder & Co, Chartered Accountants Oct 1999 - Aug 2003
    Melbourne, Australia
  • Armstrong & Associates, Chartered Accountants
    Manager, Business Services
    Armstrong & Associates, Chartered Accountants Oct 1998 - Oct 1999
    Melbourne, Australia
  • Nelson Wheeler Arnold, Chartered Accountants
    Graduate
    Nelson Wheeler Arnold, Chartered Accountants Jul 1995 - Oct 1998
    Melbourne, Australia

Phillip Moore Ca Skills

Financial Risk Credit Risk Banking Investment Banking Derivatives Middle Office Fx Options Fixed Income Risk Management Operational Risk Capital Markets Structured Products Financial Markets Operational Risk Management Portfolio Management Equities Financial Services Leadership Commercial Banking Retail Banking Relationship Management Basel Ii Foreign Exchange Options

Phillip Moore Ca Education Details

  • Institute Of Chartered Accountants Australia
    Institute Of Chartered Accountants Australia
    Accounting
  • Swinburne University Of Technology
    Swinburne University Of Technology
    Accounting, Finance, Law
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  • St Josephs Regional College
    St Josephs Regional College
    Business, Commerce, Economics, Politics, Biology, Mathematics

Frequently Asked Questions about Phillip Moore Ca

What company does Phillip Moore Ca work for?

Phillip Moore Ca works for Vanguard

What is Phillip Moore Ca's role at the current company?

Phillip Moore Ca's current role is Finance (Fund Ecosystem) Risk Advisor and Manager - Australia and Asia Pacific.

What is Phillip Moore Ca's email address?

Phillip Moore Ca's email address is ph****@****.com.au

What is Phillip Moore Ca's direct phone number?

Phillip Moore Ca's direct phone number is +614996*****

What schools did Phillip Moore Ca attend?

Phillip Moore Ca attended Institute Of Chartered Accountants Australia, Swinburne University Of Technology, St Josephs Regional College.

What are some of Phillip Moore Ca's interests?

Phillip Moore Ca has interest in Civil Rights And Social Action, Politics, Environment, Education, Disaster And Humanitarian Relief, Human Rights.

What skills is Phillip Moore Ca known for?

Phillip Moore Ca has skills like Financial Risk, Credit Risk, Banking, Investment Banking, Derivatives, Middle Office, Fx Options, Fixed Income, Risk Management, Operational Risk, Capital Markets, Structured Products.

Who are Phillip Moore Ca's colleagues?

Phillip Moore Ca's colleagues are Andrew Flury, Pooja Malepati, Lontavious Walker, Caren Dickey, Kyle T Mahady, Dave Winfield, Alvin Mallory.

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