Phoenix Wright

Phoenix Wright Email and Phone Number

Chief Compliance Officer @ OANDA
Chicago, IL, US
Phoenix Wright's Location
Greater Chicago Area, United States, United States
Phoenix Wright's Contact Details

Phoenix Wright personal email

n/a
About Phoenix Wright

Financial services professional with experience building compliance and middle office operations programs. Proven track record in process improvement and implementation of compliance monitoring and testing programs and oversight. Demonstrated ability to maintain day-to-day departmental operations while also assisting in bringing internal and external regulatory audits to successful completion. Experienced in regulatory compliance and risk-based examination of broker-dealer financial and operational books and records. Areas of Expertise:Regulatory Examinations | Compliance Monitoring | Procedure Testing | Reconciliations | Middle Office Trade Support | Strong Investigative Skills | Policies & Procedures | Interpersonal Communication | Management | Process Design | Problem Solving | Decision Making | Strong Oral and Written Communication Skills | Procedures Writing | Operational Risk | Microsoft Office Suite | Excel | Excel Pivot Tables | Word | PowerPoint | Equities | Options | Forex | Cryptocurrencies | Hedge Funds | Alternative Investments | FINRA | Salesforce | FIS Front Arena | SS&C Eze | Bloomberg

Phoenix Wright's Current Company Details
OANDA

Oanda

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Chief Compliance Officer
Chicago, IL, US
Website:
oanda.com
Employees:
769
Phoenix Wright Work Experience Details
  • Oanda
    Chief Compliance Officer
    Oanda
    Chicago, Il, Us
    View
  • Oanda
    Senior Compliance Officer
    Oanda Apr 2024 - Present
    New York, Us
    View
  • Oanda
    Compliance Officer
    Oanda Jul 2022 - Mar 2024
    New York, Us
    View
  • Oanda
    Compliance Monitoring Specialist
    Oanda Oct 2021 - Jul 2022
    New York, Us
    Responsible for implementation of the compliance monitoring program (CMP) to ensure that operations are in compliance with regulatory requirements. Design testing methodologies and execute test scripts that effectively identify regulatory risks. Propose pragmatic solutions to mitigate risks with key stakeholders.
    View
  • Finra
    Principal Examiner
    Finra Nov 2019 - Oct 2021
    Washington, District Of Columbia, Us
    Member Supervision | Trading and Execution | Sales Practice and FINOP Risk AssessmentLead and participated in the preparation and execution of examinations of member firms in coordination with other FINRA departments. Conducted reviews to determine compliance with SEC, FINRA, and MSRB Rules and Regulations.
    View
  • Finra
    Associate Principal Examiner
    Finra Apr 2018 - Oct 2019
    Washington, District Of Columbia, Us
    Risk Oversight & Operations Regulation (ROOR) | Member Supervision
    View
  • Optiver
    Head Of Middle Office Operations
    Optiver Mar 2014 - Feb 2018
    Amsterdam, Nl
    View
  • Ubs O'Connor Llc
    Executive Director - Operations Manager
    Ubs O'Connor Llc Jun 2000 - Mar 2014
    Zurich, Ch
    View
  • Ubs
    Associate Director - Business Analyst
    Ubs 1999 - 2000
    Zurich, Ch
    View

Phoenix Wright Skills

Hedge Funds Equities Derivatives Fixed Income Options Alternative Investments Securities Asset Managment Emerging Markets Investment Management Electronic Trading Asset Allocation Investment Strategies Risk Management Prime Brokerage Fx Options Mutual Funds Valuation Quantitative Analytics Asset Management Structured Products Investment Advisory Due Diligence Series 7 Corporate Actions Financial Modeling Equity Trading Finra Market Data Equity Research Investments Series 63 Bloomberg Trading Systems Venture Capital Series 24 Financial Markets Corporate Finance Financial Analysis Back Office Equity Derivatives Financial Risk Fund Of Funds Commodity Financial Structuring Etfs Foreign Exchange Credit Risk Financial Services Bonds

Phoenix Wright Education Details

  • The University Of Chicago Booth School Of Business
    The University Of Chicago Booth School Of Business
    Mba
  • University Of Michigan - Stephen M. Ross School Of Business
    University Of Michigan - Stephen M. Ross School Of Business
    General

Frequently Asked Questions about Phoenix Wright

What company does Phoenix Wright work for?

Phoenix Wright works for Oanda

What is Phoenix Wright's role at the current company?

Phoenix Wright's current role is Chief Compliance Officer.

What is Phoenix Wright's email address?

Phoenix Wright's email address is ph****@****nor.com

What schools did Phoenix Wright attend?

Phoenix Wright attended The University Of Chicago Booth School Of Business, University Of Michigan - Stephen M. Ross School Of Business.

What skills is Phoenix Wright known for?

Phoenix Wright has skills like Hedge Funds, Equities, Derivatives, Fixed Income, Options, Alternative Investments, Securities, Asset Managment, Emerging Markets, Investment Management, Electronic Trading, Asset Allocation.

Who are Phoenix Wright's colleagues?

Phoenix Wright's colleagues are Karolina Pitra-Zaitoun, Elliott O'brien, Manuel Polidori, Alex J Nyamie, Dmitriy Bandura, Rebecca Boyer, Aleksander Mieszczak.

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