Phuntsok Chomphel, Cfcs Email & Phone Number

Toronto, Canada Area

• Adjudicates automated Transaction Monitoring alerts aimed to detect, prevent and deter money laundering and terrorist financing (AML/TF) activities sourced from proceeds of crime• Investigates and solves complex case investigations pertaining to Production Orders requested by law enforcement agencies, using analytical, risk assessment and problem solving skills • Seasoned in management of Intake mailbox’s Negative news function and manual workstreams such as UTRs, etc. by applying risk based approach and professional judgment while ensuring the protection of personal information of the Financial Intelligence Unit (FIU) • World Check license holder based on merit/experience to conduct background check on individuals and entities world-wide • Analyses overall client relationships using KYC/EDD measures to assess the financial, reputational and material risks posed to CIBC, while complying with regulatory requirements and internal CIBC

Toronto, Canada Area

• Conducted complex case investigations and reported financial intelligence that includes but not limited to money laundering, elder abuse, drug trafficking, human trafficking to Financial Transactions & Reports Analysis Centre of Canada (FINTRAC) • Seasoned in the writing of Suspicious Transaction Reports (STR) by applying critical thinking skills and professional judgement to case evidences while ensuring the protection of personal information of the Financial Intelligence Unit (FIU)• Trained new hires and provides recommendations on the most complex of investigations to mitigate financial, credit and reputational risk within Canadian financial institutions• As a RED SWAT investigator, gathered, analyzes, assesses and discloses financial intelligence to Financial Transactions & Reports Analysis Centre of Canada (FINTRAC)• Promoted as Team Ambassador and World Check supervisor based on merit/experience to conduct intel/background check on global individuals, entities

Greater Toronto Area

• BMO Spotlight Award recipient for over-achieving sales targets while providing exceptional customer service experience to both personal and commercial clients• Promoted products and services to customers and execute day-today financial transactions while successfully maintaining a full-time course load at the University of Toronto• Developed outstanding attributes in writing, communication, organization and time management• Balanced daily

First Canadian Place, Greater Toronto Area

• Designed, administered and implemented risk management operations using Finance Data Manager(FDM) application to assist the financial reporting of Chief Accountant’s Group (CAG).• Provided recommendation on risk coverage, developing strategies to minimize risk, incompliance with BASEL III regulatory framework.• Spear-headed the data validation segment of RDARR project using robust, accurate and reliablecontrols to maintain data quality standards.

Toronto, Canada Area

• Developed alternatives and contributed to the effective and efficient operation of theWorkforce Management (WFM) group• Supported the scheduling, planning and monitoring process by collecting and aggregating,analyzing and financial modelling• Analyzed and developed recommendations at identifying and developing lean business processthat boosted customer loyalty• Administered a timekeeping system to ensure agents are aligned appropriately to theirreporting units and with correct resource coding.

Toronto, Canada Area

• Proactively led 25 scholars rigorously selected from Africa’s most economically disadvantaged yet academically gifted individuals, in their transition into Canada and University of Toronto student life• Promoted a sense of belonging and inclusion through maintaining regular communication with mentees and assisting them with expanding their academic and social networks• Created a safe, open environment that encouraged scholars to talk, discuss their concerns and to ask questions• Proactively supported and provided referrals to appropriate campus resources that included but not limited to mental health issues, campus safety and youth at risk programs• Organized community give-back events aimed to empower local community through clothing drives and charity events

Toronto, Canada Area

• Provided exceptional customer service to guests and created a clean, welcoming and safe environment• Operated a cash register while directly interacting with customers and punching their food orders• Collaborated with the kitchen crew to assemble the food without compromising on food safety

Toronto, Canada Area

• Organized EHM’s free summer camp programs for low-income children and youth from diverse cultural backgrounds in downtown Toronto• Participated in pre-camp staff training, including sessions in First Aid and Conflict Resolution• Led sports and outdoors activities and ensured safety of 20 plus kids aged 13-18 for overnight camping trip to Valens Conservation Area• Led recreational activities and supervised field trips around Toronto during Jump into Summer two-week camp for 6-12 year-olds.• Collaborated with small staff team to plan activities, meals and schedules for day and overnight camp programs• Served as mentor and role model for children and youth camp participants

Bachelor Of Commerce (B.Com.), Accounting Major With A Minor In Economics

Activities and Societies: •Rotman Commerce Student Association CEO Case Competition 2012 •KPMG Diversity Case Compeition 2013 •University.

Community Police Academy

• Active participation in in-class lectures, practical scenarios and discussions based on laws, policies and procedures of the Toronto.

Certified Financial Crime Specialist (Cfcs), Financial Crime

Mental Health First Aid Course - Adults Who Work With Youth

Ontario Secondary School Diploma (O.S.S.D), 95.25%