Phyllis Yee Email & Phone Number

Jefferies [Boutique Investment Bank]

Murex implementation covering the the following lines of business:• Fixed income structured products• Interest rate derivatives flow trading• Credit derivatives flow tradingResponsibilties include:• Requirements gathering and documentation • Solution design and validation with end users• Test case design and execution [functional unit testing, SIT and UAT]• Support end user test campaigns and parallel activities• Client liaison with vendor regarding front to back office workflow and accounting issues • Production support

New York, New York

Recognized for successful delivery of strategic corporate initiatives across a range of clients, products and functional domains. Projects delivered state of the art technology solutions to clients providing process improvements and re-engineering opportunities, risk mitigation and reduction, automation and the ability to seamlessly introduce new products and/or functionality all while accommodating changes in the regulatory landscape and adhering to industry best practices.Position demonstrated extensive knowledge of financial market products, processes, risks and evolving trends.Position required an in depth understanding of the inner workings of the over 20 unique clients served and provided as many views into how organizations operate and what works best.Project Management/Business Analysis Responsibilities • Hands-on project leader • Coordinate communication between the various project streams and participants• Prepare project artifacts [charter, requirements, scope & design documents, project & test plans]• Report project status, issues, risks and mitigating actions, timing and financials to management• Resource planning, scheduling and management• Point of contact for issues escalation and resolution• Manage change control process • Ensure knowledge transfer to client support team • Manage software releases to address any defects or developments within the project scope• Pre-sales [prepare business case, budget, project & resource plans, statement of work]

Morristown, Nj

IT Project Manager – Market Risk Management System: • Implement Murex as the Portfolio Management Units’ market risk management system solution • Product scope included $350 billion in assets, derivatives and liability proxies• Functional scope incorporated the requirements of a broad array of business users and objectives• Prepare project charter• Document detailed business requirements & project framework• Prepare and maintain detailed project plan • Manage the IT project budget of $3.2m • Prepare & present monthly project reporting to MetLife Senior Management • Coordinate efforts amongst MetLife project participants as well as communications with Murex• Project put on hold by Steering Committee due to re-prioritization of firm-wide initiatives Business Analyst:• Conduct & document assessment of the Derivative Trade Order Management System Project • Document business requirements for Derivatives Trade Compliance System • Design, test and build the Murex Accounting Module for Securities Lending • Key contributor in the Derivative Accounting Automation Initiative • Document current derivative accounting flows and prepare assessment• Document and communicate end user reporting requests to developers• Client liaison with software vendor [Murex] regarding back office and accounting issues

New York

Build, test and document key client report as part of software upgrade

Bedford Hills, Ny

• Establish infrastructure, policies, procedures and controls for start-up franchise operation• Integral part of project, materials and labor management• Cash flow management, accounting and business filings• Contribute to business development, marketing & promotions, customer & vendor relations

New York

Head of Project Guidance & Customer Delivery Services Sept 2004 - Mar 2008 Head of North American Sales & Support – Processing & Control Group Dec 1994 - Jan 2007 Broad range of responsibilities within the US operations of a leading international financial software vendor providing integrated portfolio, risk management and processing solutions across a broad range of asset classes. Provide expertise in strategic planning, sales and marketing, client relationship management, product/technology development and support and team leadership. Focus efforts on building a solid infrastructure to support rapid growth and market expansion. Manage a staff of up to fifteen professionals.Primary Contributions Business Growth• Play a key role in building North American business that accounts for 25% of global revenues• Contributor in positioning the company as a market leader known for its quality product & support • Determine staffing requirements and guidelines• Instrumental in growing office from 2 to 120 employeesNew Business Development & Customer Relations• Play a key role in sales and marketing efforts to solicit new clients• Respond to Requests for Proposal (RFP’s) and Requests for Information (RFI’s)• Manage relationships with over 20 leading financial institutions• Lead innovative client management initiatives to expand level, scope and caliber of service. • Recognized for building positive client relationshipsOperations & Team Building• Recruit top-flight staff, determine job responsibilities and work flow processes• Promote teamwork across a variety of functional disciplines• Train team on the software application and business processes supported• Participate in setting office policies and procedures• Co-founder of mentor program for junior employees

New York, New York

Given full autonomy to rebuild and strengthen the financial control and reporting functions of the Bank improving Fed audit rating from 2 to 4 within 1 year. Developed the strategy and tactical actions to create an operation capable of driving long-term growth. Expertise in developing innovative solutions to streamline operating processes, enhance systems capability and increase productivity/transaction volume. Managed a staff of three.

New York, New York

Controllers Group - Funding Desk

New York, New York

Controllers Group - Interest Rate Derivatives

New York, New York

Proprietary Accounting & Risk Analysis Group - Precious Metals

New York, New York

Conducted financial audit of large corporate clients, banks and small businesses.

Bs, Accounting, Finance

Activities and Societies: Member, Finance Honor SocietyGraduated with honors. Member of Finance Honor Society. Member of Investment Club..

Education record

Member of tennis team. Organized senior prom. Worked on yearbook. Volunteered in school bookstore.