Supervisor of Compliance and Risk testing team. Plan, lead, and conduct reviews related to front line risk and control self assessments. Create annual plan for team, conduct staffing analysis. Support Enterprise Compliance in testing high risk areas.

Plan testing by applying risk analysis principles, determine the scope, including focus, objectives, and rationale. Develop testing strategies, including procedures and selection of samples, sample size, and rationale. Perform testing and reviews according to the testing plan. Evaluate controls, identifying risks appropriately. Revise review programs as needed to accomplish objectives. Conduct and manage documentation of the review process. Prepare working papers, ensure that documentation appropriately supports the testing conclusions. Analyze the results of testing and review activities.

Perform credit quality reviews that provide an independent and objective evaluation of credit risk within commercial and consumer lending portfolios. Assess the effectiveness of controls, accuracy of financial records, efficiency of operations, and compliance with governmental regulation. Summarize and report audit findings in a meaningful way to assist management with corrective action identified by each audit. Provide impactful recommendations while collaborating to mitigate risk. Create business unit review procedures, including on-going communications with business units to discuss and validate written review procedures. Monitor and track action plans/remediation efforts for any issues or risks identified as part of internal process reviews.