• Developing, implementing, and executing compliance testing, continuous monitoring, and reporting programs within an assigned region in accordance with the Compliance Testing (CT) Plan• Participating in the planning, executing, and reporting of compliance testing reviews and compliance and regulatory issue validation activities for a component of a product line, function, or legal entity within an assigned region in accordance with CT Plan• Executing compliance controls testing, transactional testing, or compliance controls monitoring activities based on the pre-defined testing plan• Documenting findings and report to the Compliance Testing management team.• Assisting with development of Compliance Testing Risk Assessments, MonitoringMonthly, and Quarterly Summaries and development and enhancement of the Compliance Testing Methodologies and Standards for testing, monitoring, and reporting• Promoting knowledge sharing and promulgation of best practices across AML/KYC Teams• Utilizing innovative compliance testing solutions including Data Analytics to increase value and reduce costs of compliance-related activities• Monitoring the risk environment and assesses the emerging risks through the Business Monitoring process

• Performing audit reviews on compliance with AML Law• Preparing a risk rating model for the financial institutions• Preparing recommendations for Financial Institutions to fix identified areas of non-compliance and improve the AML program• Reviewing quality enhancement plans for the analysts with low quality• Conducting trainings on AML, KYC, Transaction Monitoring and FATCA&CRS

• Working as an AML Expert on the projects for Global Financial Institutions• Performing quality checks on KYC profiles• Acting as point of contact for FATCA/CRS related inquiries• Disputing with Internal Quality Assurance and Internal Audit• Providing guidances and ongoing support for Operational Managers, Team Leads, Quality Checkers and Analysts in the area of AML/KYC/Sanctions/FATCA&CRS• Discussing identified issues regarding the understanding of KYC Policy, Procedures and Local KYC Requirements with Global KYC Team, FATCA/CRS Coordinators and MLROs• Providing feedback to Quality Checkers and AML Specialists

• Conducting searches, gathering data and recording evidence from internalsystems, the Internet, commercial databases and inquiry with business orCompliance contacts within the organization• Analysing and investigating customers who match against Sanctions and Non-Sanctions lists during the account opening and maintenance processes• Accumulating facts from investigations to be utilized in presentation to SeniorManagement and Compliance• Conducting alert investigation using global standard policies, procedures andtools, aimed at meeting internal and external requirements