Pirzada A. Samad Kk Email & Phone Number

Karachi, Pk

Karāchi, Sindh, Pakistan

External consultant/Business Analyst Compliance for Mashreq Bank1. Reporting directly to the country's chief compliance officer at the bank.2. Maintaining a repository of State Bank of Pakistan (SBP) circulars.3. Assisting the Chief Compliance Officer in developing policies, manuals, programs, strategies, SOPs, and frameworks related to Compliance, Anti-Money Laundering (AML), CounteringFinancing of Terrorism (CFT), Counter Profileration financing (CPF), and National Risk Assessment. (NRA).4. Serving as the Project Management Officer (PMO) responsible for the operational readiness report to be submitted to SBP for the commercial launch, as the bank is currently operating in the Pilot Phase having IPA (In Principle Approval).5. Acting as an intermediary between PricewaterhouseCoopers (PwC) and the Bank's Responsible Owners to gather relevant signed deliverables, review them with PwC, provide feedback to Responsible Persons (RPs), incorporate prescribed changes from PwC, and present items to relevant board committees.6. Monitoring the development of the Table of Contents for the operational readiness report to be presented to SBP.7. Managing record-keeping activities.8. Preparing UAT Testing MIS pertaining to proscribed person’s screening.9. Acted as the PMO overseeing the compilation of the Regulatory Obligation Register for Mashreq Bank Pakistan, following the work plan agreed upon with E&Y.10. Finalized the consolidated repository of SBP and non-SBP circulars, which includes an action-based obligation register, verifying the applicability of the circulars, and ensuring the mapping and frequency of regulatory reporting returns.

Karachi Division, Sindh, Pakistan

Karachi Division, Sindh, Pakistan

Karāchi, Sindh, Pakistan

Brief Job discription; Additional investments are being managed/supervised for timely unit issuance.Ensuring advisor/customer satisfaction by handling/mitigating complaints/discrepancies related to KYC.coordinating with Banks/Advisors/Management for unit lien-pledge/release marking/unmarking.Supervising SIP-HR/VPS/ PF list of corporate clients for real time unit issuance.Diligenting KYC- CDD/AML-CFT of onboarding/existing clients.Posting Reversal in/ out at IMPRO/FMS/CDC/DCCL etc

Karāchi, Sindh, Pakistan

Brief Job Description; Review KYC/AML documents for new clients and activate accounts on the brokerage system.Conduct AML checks and monitor clients’ transactional behavior for early detection of any suspicious or unusual activity and E filling STR/CTR on FMUCoordinate the development of the system with other departments, i.e., Front desk, Ops, IT.Offer regular AML and compliance trainings and advice to staff.Handle customers’ complaintsAssist in maintaining and updating the policies and procedures outlined in the compliance manual.Assist in identifying potential areas of compliance vulnerability and risk and in developing and implementing corrective action plans for resolution of problematic issues by ongoing monitoring.Monitor all trading orders to ensure that they are taken up according to the market rules and review Errors/Breaches/Red Flags.Liaise with the local regulator and handle requests.Assist in customer care, NADRA VERISYS, NACTA/UNSCRscreening, bio-metric, AML, a/c opening, KYC/CDD/EDD of new/existing clients.Compliance calendar alert; E-Filing of SECP (FRS), SECP AML Proscribed person list, AML Annual Assessment& AML Quarterly Survey.All THIMS reporting is managed along with PSX/NCCPL reporting of Client Asset Segregation, Net Capital Balance & Liquid Capital etc.Preparing AML/CFT Risk Assessment which includes PEP/High Net worth/ Product/ Service/ Transaction/ Geographic Location (NRA 2019)/ Delivery channel (swift transactions)

Karāchi, Sindh, Pakistan

Brief Job Description1. Review KYC/AML documents for new clients and activate accounts on the brokerage system.2. Conduct AML checks and monitor clients’ transactional behavior for early detection of any suspicious or unusual activity3. Coordinate the development of the system with other departments i.e. front desk, Ops, IT.4. Offer regular AML and compliance trainings and advice to staff.5. Handle customers’ complaints6. Assist in maintaining and updating the policies and procedures outlined in the compliance manual.7. Assist in identifying potential areas of compliance vulnerability and risk and in developing and implementing corrective action plans for resolution of problematic issues.8. Monitor all trading orders to ensure that they are taken according to the market rules and review errors and breaches.9. Liaise with the local regulator and handle requests.10. Assist in Customer care, NADRA Veryses, Screening, Bio-metric AML, A/C opening, KYC/CDD of new clients.11. Supervise Clearing posting (REG, FUT, MTS, & MFS),12. Debtors aging (Individual & Institution) reporting13. Hedging Arbitrage profit control sheet reporting14. Funds Brokerage Billing& reporting15. Dividend recording, posting & reporting16. Supervise KYC, NCCPL, CDC, RMS, Catalyst & back office terminals17. Supervise Bank ODI, pledge, release, UIN demand exposure.

Technocity Building Karachi

Settlement, Customer Care, Portfolio, Compliance.

Technocity Building

Operations and Finance activities

Gulshan-E-Iqbal Karachi

CANADIANS BASED CALL CENTER

Master Of Philosophy - Mphil, Finance, 3.04/4

Excel Crash Course - Spreadsheet Formulas For Finance, Finance, 85%

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AFC/CAF

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