Pithm Tsui Email & Phone Number

Dubai, United Arab Emirates

- Develop and implement risk management policies, procedures, and controls to identify, assess, and mitigate risks.- Conduct risk assessments and analysis to identify potential risks and vulnerabilities in systems, processes, and operations.- Monitor and analyse market trends, regulatory developments, and industry best practices to anticipate and mitigate potential risks.- Collaborate with internal teams, including sales, operations, compliance, legal, and external service providers, to ensure alignment of risk management strategies with business objectives.- Prepare and present risk management reports and recommendations to senior management and key stakeholders.- Provide guidance and support to internal teams on risk management practices and procedures.- Lead investigations into incidents, breaches, frauds and implement corrective actions.- Develop and maintain operational, risk, management dashboards with data analytics.

Asia

- Performed IT audits among Corporate and Investment Banking, Wealth Management, Asset Management, Financial Services and Insurance in BNPP Group APAC.- Assisted in the development of IT audit plans, scopes and programmes in accordance with business risks and regulatory requirements.- Developed data analytics, use cases and dashboards among all audit functions to enhance coverage, effectiveness and efficiency in all audit functions. - Developed and presented detailed audit and regulatory reports to senior management, stakeholders , audit committees enabling effective risk management and strategic decision-making. - Collaborated with cross-functional teams to implement action plans, enhance business processes and managed strategic IT risks.

Hong Kong

- Performed business, functional and technical support to APAC, Paris and New York users, including quants, structurers, sales, traders, middle office, risk, compliance, IT and external vendors.- Covered pre-trade pricing platforms, exchange and OTC trading and booking platforms among various asset classes, including cash equity, equity derivatives, structured products, prime brokerage.- Actively reviewed and improved production platforms and processes to align with the changing business and regulatory needs, also ensured optimum service availability and delivery with minimal running cost.- Implemented technology projects from requirement analysis to UAT, user training and product rollout.

Hong Kong

- Performed business, functional and technical support to APAC, London and New York users, including sales, traders, middle office, compliance, IT and external vendors.- Covered market connectivity, internal and vendor agency brokerage trading and booking platforms, covering exchanged traded cash and equities and equities derivatives.- Driven Tokyo Stock Exchange/Osaka Security Exchange (OSE/TSE) and Hong Kong Stock Exchange (HKEx) technology upgrade projects.

Hong Kong , Singapore , New York

- Implemented OTC FX and FX derivatives, interest rates derivative trading and booking platforms to APAC and London internal users and external clients, including clients, quants, brokers, e-commerce sales and marketing, operations, IT and vendors. - Traveled across New York and Asia offices (Tokyo, Hong Kong, Singapore) to partner with clients, business and operations, technology, senior management for customer research and sales pinch, business and process analysis, strategy and roadmap planning.

Hong Kong

- Performed business, functional and technical support to APAC users on corporate fund transfer and liquidity management platform with integrated STP solution to regional clearing houses and SWIFT platform.

- Leaded quality assurance team of 5 for brokerage cash equity trading and booking platform development.

Hong Kong Sar

- Developed Cognos business intelligence platform for internal account reporting.

Hong Kong Sar

- Developed customer relationship management platform for HKSAR government social department.- Leaded support team of 5 for government online platform.

Bsc, Information Systems

Art Therapy Foundation, Art Therapy/Therapist

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