Paul C. Levites Email & Phone Number

Washington, Dc And New York, Ny

Legal counsel to public and private companies, both domestic and foreign, in all aspects of general corporate and US securities law.

New York, New York

• All aspects of legal practice relating to - Securities Law for Public and Private Companies, PIPES, Secured Bridge Loans, Alternative Public Offerings, Crowdfunding, Regulation A+, SEC Registrations and Reporting, Corporate Governance, Regulation D Private Placements, Virtual In-House Counsel, Corporate, Blue-Sky, Investment Advisor/Broker-Dealer Regulation, M&A.• Contract attorney at Bevilacqua PLLC, Washington, DC - securities, crowdfunding and Regulation A projects.• Contract attorney at Crone Law Group P.C., Los Angeles, CA - securities, public company SEC reporting.• Project-based attorney at Zukerman Gore Brandeis & Crossman, New York, NY - securities and M&A projects.• Consultant to Lexis/Nexis – Lexis Practice Advisor (LPA), Securities & Capital Markets. Draft practice notes and checklists for LPA web-based attorney practice development product.• LinkedIn Group Founder/Owner - "US Securities Laws for Israeli Companies +" https://www.linkedin.com/groups/8551747

1330 Avenue Of The Americas, 14Th Floor, New York, Ny 10019

• Corporate Finance and Securities Law – ’33 Act and ’34 Act: • Represented public companies (domestic and Chinese) with respect to ’33 Act and ’34 Act matters including ongoing public disclosure, SEC reporting compliance, annual meetings and related proxy statements, corporate governance and public and private securities offerings.• Counseled public companies (domestic and Chinese) on US regulatory and securities law matters.• Merger and Acquisitions: • Led attorney team responsible for the acquisition of public shell companies for client sponsored reverse merger transactions.• Virtual In-House Counsel:• Provided comprehensive legal support relating to organizational structure and related governing documents, contracts, corporate governance policies, incentive plans, regulatory compliance and exchange listing requirements.• Legal Opinion Committee Member:• Drafted, reviewed and approved legal opinions for public offering registrations, private placements, mergers and acquisitions and shareholder transactions.

New York, New York

• Mergers and Acquisitions: • Extensive experience in all aspects of reverse mergers from acquisition and sale of publicly traded shell companies to alternative public offerings, private company going public transactions and securities trading issues.• Follow-on mergers and asset acquisitions.• Corporate Finance and Securities Law – ’33 Act and ’34 Act: • Managed financing transactions and related document production and closings for secured bridge loans, PIPEs and self-underwritten, registered secondary and resale public offerings.• Responsible for ’34 Act ongoing disclosure and reporting compliance for multiple clients.• Drafted LLC operating agreements.

Prides Crossing, Ma; Norwalk,Ct

• Investment Adviser, Broker-Dealer and Mutual Fund Distribution - Regulation and Compliance: • Responsible for legal and compliance matters relating to Managers’ captive, registered broker-dealer/mutual fund distributor.• Compliance and regulatory advice and support to AMG registered investment adviser affiliates.• Managed legal and compliance transition for $5 billion AUM investment adviser AMG acquisition.

Boston, Ma

• Corporate Finance and Securities Law:• Represented Canadian public companies in the US with respect to ’33 Act and ’34 Act matters. • Counseled new ventures and entrepreneurs on form of organization, location of incorporation, corporate governance, founders' agreements, financing alternatives, employment issues, licensing, venture capital financing rounds and related matters. • Represented a private US/foreign internet company in its sale to a Nasdaq NMS listed telecomm company. • Represented private hedge fund in securities law compliance matters.

Boston, Ma

• ’33 Act and ’34 Act securities law, broker-dealer and investment adviser regulation and Blue Sky:• Represented private hi-tech companies in their venture capital financings. • Participated in ’33 Act public offerings and private placements and drafted related offering and disclosure documents; drafted and reviewed private offering subscription documents.• Led public company (foreign and domestic) teams in ’34 Act disclosure and reporting compliance. • Organized and represented broker-dealers and investment advisers in matters of ongoing regulatory compliance. • Responsible for all firm-wide Blue Sky state law requirements.

New York, Ny

Broker-Dealer and Investment Adviser Regulation, Blue Sky: Head of Blue Sky Department for multi-office law firm.

Blue Sky, Broker-Dealer and Investment Adviser Regulation.

New York, Ny

Blue Sky, Broker-Dealer Regulation

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