Priya Malhotra Email & Phone Number

New York City Metropolitan Area

New York, United States

New York, New York, United States

Greater New York City Area

• Responsible for oversight and monitoring of specific Private Equity house acquisitions and clearances • Develop and implement operating strategies to improve the efficiency of new acquisition clearances • Guide team in application of independence rules in respect to affiliate determinations and service permissibility • Perform technical research, apply results to different fact patterns and clearance types • Oversee individuals and deliverables as it relates to new acquisition clearances

Greater New York City Area

• Performed clearance evaluation procedures in accordance with applicable independence rules and regulations and firm policies • Managed aspects of the independence clearance and lead intake calls with audit engagement teams • Reviewed work performed by associates and provided guidance and edits

• Development and implementation of a privacy monitoring program to assess compliance with the Privacy Act 1988 (Cth) • Firm-wide implementation of the requirements under amendments to the Privacy Act 1988 (Cth) including the development and facilitation of privacy awareness training, development of guidance documents and drafting of privacy statements • Successful management and coordination of KPMG global compliance review program • Refresh and redesign of the Regulation and Compliance team SharePoint portal site

• Development and implementation of compliance frameworks, methodology and tools across firms in the Asia Pacific region• Coordination and management of KPMG risk and compliance program for the Australian firm • Development of an electronic tool for the completion of the risk and compliance program and implementation of the tool in the Asia Pacific region and Germany• Management of risk related communications for the Australian firm • Assisted the Asia Pacific Chief Operating Officer- Risk Management with specific compliance related investigations in the region• Managed the financial services license application process for a KPMG entity including completion of proofs for lodgment with the Australian Securities and Investment Commission (ASIC)

• Successful management of all risk and auditor independence related communications to the Australian firm • Successful management of updates to the firm’s Risk Management Manual • Coordination and management of KPMG risk and compliance program for the Australian firm

• Managed the development and implementation of a risk management strategy and compliance framework for Direct Insurances • Developed and implemented a program for ongoing monitoring and reporting on compliance with the risk and compliance framework• Developed and implemented a business continuity plan for Direct Insurances • Worked within a team to apply for an Australian Financial Services License for one of the general insurance entities within ING Australia • Represented Direct Insurances team on a group-wide corporate social responsibility program • Was selected to be part of the corporate talent and executive leadership program at ING in 2005• Consulting to the business group on legislation relevant to them such as the Corporations Act and relevant prudential standards• Working with the government and regulatory affairs group in ING Australia to discuss proposed changes to legislation, making submissions and drafting divisional communication where necessary• Managing the preparation and presenting of regular compliance reports to the business group risk committee• Development and implementation of an incident management process including development and facilitation of training to the Direct Insurances group

Sydney

• Management of the deployment of an electronic point of sale platform and tool for the sale of general insurance products through ANZ Bank • Management of the deployment of an online general insurance quote and application system for anz.com • Development and implementation of the financial services licensing regulation requirements into the general insurance point of sale system • Managing and coordinating the facilitation of insurance related training and compliance modules through the eLearn channel • Managing the general insurance point of sale platform including the provision of technical product support to the user network • Managing and maintaining the insurance customer base and in turn making recommendations for cross-sale opportunities

Sydney

• Assisted in the development and re-launch of residential investment property insurance including the development of sales aids and training • Assisting in all facets of general insurance product development including analysis of market research, pricing, development of retention strategies and competitor analysis • Development of communication to increase awareness of general insurance products

Melbourne, Australia

• Management of a team of 14 internet banking service consultants• Development and implementation of a complaints handling process for all internet banking staff • Development of guidance and reference manuals for internet banking related customer queries

Melbourne, Australia

• Responding to management of HR issues relating to ANZ personnel • Assisting in the preparation of behavioural and targeted selection interview guides for both internal and external recruitment • Assisting managers in identifying training programs for staff development • Development and implementation of a HR response centre intranet site

Melbourne, Australia

• Providing customers with information on various lending and financial products • Assisting customers with their lending requirements including assisting with the completion and assessment of loan applications

Master Of Commerce, Information Systems And Management

Bachelor Of Business - Management

Education record