Peter Modifica Email & Phone Number

San Francisco, California, Us

Acting as first line control officer and partner for Wells Fargo Securities Shared Services, FCM and Prime Brokerage Operations which entails executing the firms operational risk framework and policy. Accountable for establishing and rating business process inventory , assessing risk and related controls, documenting incidents and losses and overall trend analysis. Shared Services maintains all operational infrastructure and performs the majority of broker dealer functions for Wells Fargo Securities and their clients.

San Francisco, California, Us

Recruited to manage firm wide regulatory project specific to mining and reporting Qualified Financial Contracts (QFC) to FDIC and the US Department of Treasury as part of the 2008 Dodd Frank Financial Reform Legislation .

New York, New York, Us

Manage client relationships and implementations for top tier/multi billion dollar hedge funds, alternative and traditional investment managers for equity and fixed income prime brokerage, futures and OTC clearing , & equity derivatives . Analyze and integrate investment manager and their service provider's technology requirements around order management, data integration, novation of positions, trade execution and clearing, reconciliation and reporting to ensure seamless transition to the firm. Accountable to the client, internal stakeholders and the sales team to deliver a positive initial client experience. Consistently able to drive new business pipeline into production. Successfully integrated the largest amount new equity clients to the firm in 2017 resulting in a 5% increase in financing revenue.

Nanterre, Ile-De-France, Fr

Manage all aspects of the integration of new multi asset class hedge fund clients on to SG Americas and UK prime brokerage clearing platforms. Act as main point of contact throughout the the transition while fostering communication between the client and internal legal, credit, risk, sales and operation teams. Design custom workflow to streamline the investment management process from trade execution to settlement. Primary Relationship Manager for 4 large managed account platforms. Cross sell multiple services offered by the bank . Mandated to grow Net Banking Income .

Us

Managed the new client transition process for Lehman Brothers Capital Markets Prime Services. Facilitated technology integration, legal negotiation, trade flow design, reconciliation, client training and engagement of all firm resources which ensured seamless implementation of new clients to the firm .

New York, Ny, Us

Facilitated daily hedge fund relations by acting as main client contact in all aspects of hedge fund asset servicing.

Managed Prime Brokerage Relationships for five hedge funds with the goal of increasing equity, credit, debit and short market value cash balances held at Bear Stearns. Consulted senior management on ways to improve existing processes and develop a more operationally efficient infrastructure. Managed a team of four client service representatives with the goal of increasing performance and client satisfaction.

New York, Ny, Us

Managed the implementation of multi-currency portfolio management software and trading systems for investment management firms . Trained all investment management personnel on software functionality and administration of all aspects of equity and fixed income security processing . Translated clients' business objectives into specifications for developers to implement technical and product enhancements. Coordinated data mining and conversion of legacy system, concurrently reengineering the client workflow.

Roseland, New Jersey, Us

Generated direct sales of ADP Payroll services to small businesses with fewer then 100 employees in a specified geographic territory. Sold Tax Filing , time and attendance systems, PC payroll and personnel, direct deposit and state unemployment insurance management. Nationally recognized for annual results as both a Champions's Circle and President's Club Qualifier.

Mba, International Finance

Ba, Speech, Rhetoric And Public Address