Polly Chau

Polly Chau Email and Phone Number

Associate Director | Restructuring Turnaround and Cost Transformation @ Deloitte
Hong Kong
Polly Chau's Location
Hong Kong SAR, Hong Kong
Polly Chau's Contact Details

Polly Chau work email

Polly Chau personal email

n/a
About Polly Chau

- LLB, The University of Hong Kong; - Chartered Secretary (HKCGI);- Turnaround & Restructuring / Insolvency in Financial Advisory);- Senior compliance personnel in securities firm (RA1, 2, 4, 6, 7, 9), insurance broker company and trustee company;- Lead person in securities firm compliance and operations: experienced in dealing with various regulators, e.g. SFC, HKEx, Insurance Authority, Companies Registry, TCSP Registry, etc.

Polly Chau's Current Company Details
Deloitte

Deloitte

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Associate Director | Restructuring Turnaround and Cost Transformation
Hong Kong
Website:
deloitte.com
Employees:
490451
Polly Chau Work Experience Details
  • Deloitte
    Associate Director | Restructuring Turnaround And Cost Transformation
    Deloitte
    Hong Kong
    View
  • Deloitte
    Associate Director, Financial Advisory
    Deloitte Oct 2021 - Present
    Hong Kong
    View
  • Arta Techfin Corporation Limited
    Head Of Compliance
    Arta Techfin Corporation Limited May 2018 - Oct 2022
    As the Head of Compliance overseeing business of (1) Securities and Futures Brokerage; (2) Asset Management; (3) Corporate Finance (4) Insurance Brokerage and Wealth Management; (5) Money Lending(6), and the MIC of (i) Compliance (ii) AML (and MLRO) and (iii) Operational Control, leading a team of 3 compliance professionals.Providing regulatory advice to the senior management and relentlessly improving the compliance framework and policies.
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  • China Tian Yuan Securities Limited
    Senior Compliance Manager
    China Tian Yuan Securities Limited Nov 2016 - Apr 2018
    - Handle Type 1, 2, 4, 6, 9 Regulated Activities license applications- Handle applications of Responsible Officers of Type 1, 2, 4, 6, 9 Regulated Activities- Handle money lenders license application- Handle trust company license application- Fulfill licensing requirements of Type 1, 2, 4, 6, 9 Regulated Activities- Handle AML / CTF monitoring- Handle correspondences with SFC and other regulators- Formulate and update internal compliance policies and procedural manuals- Assist to set up and monitor trading systems and networking
  • Blue Cross Insurance Hk
    Compliance Officer
    Blue Cross Insurance Hk Oct 2016 - Nov 2016
    Kwun Tong
    - Perform AML / CTF control- Regular compliance reporting to management- Review legal documents and product brochures- Provide internal compliance training to all staff- Formulate and update internal compliance policies and procedure manuals
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  • Hong Leong Asia Ltd.
    Marketing And Business Development Representative
    Hong Leong Asia Ltd. Jun 2014 - Mar 2016
    Wan Chai
    Lead person in sales and marketing departments and coordinator between project companies and headquarter
    View

Polly Chau Skills

Legal Compliance Securities Regulation Insurance Regulatory Legal Research Legal Contract Review Microsoft Office Social Media

Polly Chau Education Details

Frequently Asked Questions about Polly Chau

What company does Polly Chau work for?

Polly Chau works for Deloitte

What is Polly Chau's role at the current company?

Polly Chau's current role is Associate Director | Restructuring Turnaround and Cost Transformation.

What is Polly Chau's email address?

Polly Chau's email address is po****@****sec.com

What schools did Polly Chau attend?

Polly Chau attended The University Of Hong Kong, The University Of Hong Kong.

What skills is Polly Chau known for?

Polly Chau has skills like Legal Compliance, Securities Regulation, Insurance Regulatory, Legal Research, Legal Contract Review, Microsoft Office, Social Media.

Who are Polly Chau's colleagues?

Polly Chau's colleagues are Olcay Selmooglu, Patricia Cano Rebollar, Walter Mutwiri, Nandini Jain, Darshan Dhoriya, Kristen Comstock, Ashwin Mahil.

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