Polly Chau Email & Phone Number
@freemansec.com
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Who is Polly Chau? Overview
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Polly Chau is listed as Associate Director | Restructuring Turnaround and Cost Transformation at Deloitte, a with 490451 employees, based in Hong Kong Sar, Hong Kong. AeroLeads shows a work email signal at freemansec.com and a matched LinkedIn profile for Polly Chau.
Polly Chau previously worked as Associate Director, Financial Advisory at Deloitte and Head of Compliance at Arta Techfin Corporation Limited. Polly Chau holds Bachelor Of Laws (Llb), Law from The University Of Hong Kong.
Email format at Deloitte
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AeroLeads found 1 current-domain work email signal for Polly Chau. Compare company email patterns before reaching out.
About Polly Chau
- LLB, The University of Hong Kong; - Chartered Secretary (HKCGI);- Turnaround & Restructuring / Insolvency in Financial Advisory);- Senior compliance personnel in securities firm (RA1, 2, 4, 6, 7, 9), insurance broker company and trustee company;- Lead person in securities firm compliance and operations: experienced in dealing with various regulators, e.g. SFC, HKEx, Insurance Authority, Companies Registry, TCSP Registry, etc.
Listed skills include Legal Compliance, Securities Regulation, Insurance Regulatory, Legal Research, and 3 others.
Polly Chau's current company
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Polly Chau work experience
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Associate Director, Financial Advisory
Head Of Compliance
As the Head of Compliance overseeing business of (1) Securities and Futures Brokerage; (2) Asset Management; (3) Corporate Finance (4) Insurance Brokerage and Wealth Management; (5) Money Lending(6), and the MIC of (i) Compliance (ii) AML (and MLRO) and (iii) Operational Control, leading a team of 3 compliance professionals.Providing regulatory advice to the senior management and relentlessly improving the compliance framework and policies.
Senior Compliance Manager
- Handle Type 1, 2, 4, 6, 9 Regulated Activities license applications- Handle applications of Responsible Officers of Type 1, 2, 4, 6, 9 Regulated Activities- Handle money lenders license application- Handle trust company license application- Fulfill licensing requirements of Type 1, 2, 4, 6, 9 Regulated Activities- Handle AML / CTF monitoring- Handle correspondences with SFC and other regulators- Formulate and update internal compliance policies and procedural manuals- Assist to set up and monitor trading systems and networking
Compliance Officer
- Perform AML / CTF control- Regular compliance reporting to management- Review legal documents and product brochures- Provide internal compliance training to all staff- Formulate and update internal compliance policies and procedure manuals
Marketing And Business Development Representative
Lead person in sales and marketing departments and coordinator between project companies and headquarter
Colleagues at Deloitte
Other employees you can reach at deloitte.com. View company contacts for 490451 employees →
Sandra Medrano
Colleague at DeloitteHouston, Texas, United States
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Asma Zaheer
Colleague at DeloitteMadison, Wisconsin, United States
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Allan Wu
Colleague at DeloitteCanada
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HK
Hari Krishna Kallem
Colleague at DeloitteHyderabad, Telangana, India
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Bade Madhuri
Colleague at DeloitteHyderabad, Telangana, India
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David Dejtiar
Colleague at DeloitteChicago, Illinois, United States
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Muhammad Harith Zubir
Colleague at DeloitteFederal Territory Of Kuala Lumpur, Malaysia
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Gisela Alejandra Aguilar González
Colleague at DeloitteGuadalupe, Nuevo León, Mexico
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JG
James Gao
Colleague at DeloitteSydney, New South Wales, Australia
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SM
Sarah Malloy
Colleague at DeloitteDallas, Texas, United States
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Polly Chau education
Bachelor Of Laws (Llb), Law
Bachelor Of Business Administration (Law)
Frequently asked questions about Polly Chau
Quick answers generated from the profile data available on this page.
What company does Polly Chau work for?
Polly Chau works for Deloitte.
What is Polly Chau's role at Deloitte?
Polly Chau is listed as Associate Director | Restructuring Turnaround and Cost Transformation at Deloitte.
What is Polly Chau's email address?
AeroLeads has found 1 work email signal at @freemansec.com for Polly Chau at Deloitte.
Where is Polly Chau based?
Polly Chau is based in Hong Kong Sar, Hong Kong while working with Deloitte.
What companies has Polly Chau worked for?
Polly Chau has worked for Deloitte, Arta Techfin Corporation Limited, China Tian Yuan Securities Limited, Blue Cross Insurance Hk, and Hong Leong Asia Ltd..
Who are Polly Chau's colleagues at Deloitte?
Polly Chau's colleagues at Deloitte include Sandra Medrano, Asma Zaheer, Allan Wu, Hari Krishna Kallem, and Bade Madhuri.
How can I contact Polly Chau?
You can use AeroLeads to view verified contact signals for Polly Chau at Deloitte, including work email, phone, and LinkedIn data when available.
What schools did Polly Chau attend?
Polly Chau holds Bachelor Of Laws (Llb), Law from The University Of Hong Kong.
What skills is Polly Chau known for?
Polly Chau is listed with skills including Legal Compliance, Securities Regulation, Insurance Regulatory, Legal Research, Legal Contract Review, Microsoft Office, and Social Media.
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