Kelly Powell Email and Phone Number
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E-Communications Regulatory Compliance Leader with 9+ years’ experience identifying and remediating gaps and weaknesses within compliance programs. Provide regulatory advice concerning electronic communications, risk-based archive lexicon, social media, record retention, and mobile device usage. Proven ability to meet client expectations, program objectives, and contractual obligations while balancing logistical and operational demands. Excellent interpersonal communication and leadership skills with proven ability to lead culturally diverse teams in challenging and deadline-driven environments.Leadership Competencies Program Management | Audit | Compliance | Technical Writing & Editing | Research Methods | Training & Development | Communication | Cross-Functional Collaboration | FINRA | SEC | NYSE | DocuSign | Box | SharePoint | ComplySci PTCC I Compliance ELF
Cloudbreak Compliance Group, Llc
View- Website:
- cloudbreakcompliance.com
- Employees:
- 7
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Senior ConsultantCloudbreak Compliance Group, Llc Feb 2024 - PresentPittsburgh, Pennsylvania, United States
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Founder And OwnerBreakwater Consulting Llc Jun 2021 - PresentPittsburgh, Pa
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Compliance AssociateHighcamp Compliance, Llc Sep 2019 - Mar 2021Pittsburgh, Pennsylvania, United StatesAuthor and maintain policies and processes for legal, regulatory, and industry electronic surveillance requirements. Proactively monitor and review existing surveillance models, conduct in depth investigations on activities and patterns, and refine surveillance models in accordance with and/or anticipation of regulatory expectations and remediation plans. Analyze trends, metrics, and KPIs to develop and present proactive solutions to senior partnership. Utilize industry-leading compliance and risk platforms to identify, monitor, and manage all compliance-related challenges and risks. -
Compliance ProfessionalAca Compliance Group Jan 2015 - Mar 2019Pittsburgh, PennsylvaniaConducted electronic communication (i.e., e-mail, chat, IM, Bloomberg, etc.) surveillance for various financial entities, including hedge funds, private equity funds, and broker-dealers to intersect behavior that may violate company policy, federal laws and regulations, and industry standards. Utilized strong ethical judgment regarding personal behavior, conduct, and business practices by escalating, managing, and reporting issues that included insider trading and marketing abuse. Proactively maintained awareness of new and emerging regulatory legislation, policy statements, relevant trends, and industry best practices to determine impact on monitoring and surveillance.
Kelly Powell Skills
Frequently Asked Questions about Kelly Powell
What company does Kelly Powell work for?
Kelly Powell works for Cloudbreak Compliance Group, Llc
What is Kelly Powell's role at the current company?
Kelly Powell's current role is E-Communication Regulatory Compliance Leader.
What is Kelly Powell's email address?
Kelly Powell's email address is ke****@****ems.com
What is Kelly Powell's direct phone number?
Kelly Powell's direct phone number is +121286*****
What skills is Kelly Powell known for?
Kelly Powell has skills like Microsoft Excel, Program Management, Customer Service, Project Management, Strategic Planning, Process Improvement, Contract Negotiation, Financial Analysis, Project Planning, Leadership.
Who are Kelly Powell's colleagues?
Kelly Powell's colleagues are Todd Kaplan, Alina Alexandrovski, Max Himmelfarb, Damian Bednarski, Mike Cairo, Ken Harman, Hamdi Ali.
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Kelly Powell
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Kelly Powell
Washington Dc-Baltimore Area1akvator.no2 +124034XXXXX
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Kelly Powell
Seattle, Wa7yahoo.com, cingular.com, att.com, att.com, att.eu, att.com, att.com
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