Prabhat Bhardwaj

Prabhat Bhardwaj Email and Phone Number

Compliance Officer @ Betafront
Prabhat Bhardwaj's Location
Gandhinagar, Gujarat, India, India
Prabhat Bhardwaj's Contact Details

Prabhat Bhardwaj work email

Prabhat Bhardwaj personal email

n/a
About Prabhat Bhardwaj

Prabhat Bhardwaj is a Compliance Officer at Betafront.

Prabhat Bhardwaj's Current Company Details
Betafront

Betafront

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Compliance Officer
Prabhat Bhardwaj Work Experience Details
  • Betafront
    Compliance Officer
    Betafront Nov 2024 - Present
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  • Pantomath Capital Advisors Private Limited
    Vp
    Pantomath Capital Advisors Private Limited Sep 2024 - Oct 2024
    Mumbai, Maharashtra, India
    View
  • Quant Mutual Fund
    Chief Risk Officer (Cro)
    Quant Mutual Fund Nov 2023 - Mar 2024
    Mumbai
  • Idbi Asset Management Ltd
    Head Of Risk & Chief Compliance Officer
    Idbi Asset Management Ltd Jun 2018 - Sep 2023
    Mumbai, Maharashtra, India
     Responsible for all mutual fund compliances. Regulatory clearances of Offer Documents, Regulatory Reporting etc. Tracking & implementing regulatory changes. Advising stakeholders on compliance matters. All regulatory matters, Internal Audits, Regulatory Inspections. Implementation of comprehensive risk management framework for the Mutual Fund.
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  • Idbi Asset Management Ltd
    Chief Risk Officer
    Idbi Asset Management Ltd Jun 2022 - Aug 2023
    Mumbai, Maharashtra, India
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  • India International Exchange (Ifsc) Ltd
    Head - Surveillance
    India International Exchange (Ifsc) Ltd Jan 2017 - Jun 2017
    Gift City, Gandhinagar
    Setting-up & supervision of Surveillance function of India’s 1st International Exchange at International Financial Services Centre (IFSC), Gift City for diverse derivative products based on Indian Stocks, Foreign Stocks, Indices, Foreign Currencies, Commodities & Bullion.
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  • Brillio Technologies
    Sr. Principal Consultant (Bfsi)
    Brillio Technologies Jul 2014 - Jul 2015
    Bangalore Urban, Karnataka, India
    Developing innovative solutions for BFSI.Building organizational competency in BFSI – Trainings, Sales Collaterals etc.
  • Indiabulls Mutual Fund
    Head (Compliance & Risk Mgmt) & Principal Officer-Aml
    Indiabulls Mutual Fund Jun 2010 - Mar 2014
    Mumbai, Maharashtra, India
    Responsible for Compliance, Risk Management, Anti-money Laundering (AML) functions & Board related matters of Indiabulls Mutual Fund.
  • Antique Stock Broking Ltd
    Manager (Compliance)
    Antique Stock Broking Ltd Oct 2009 - May 2010
    Mumbai, Maharashtra, India
    Responsible for all Stock-Broker Compliances.
  • Perot Systems Tsi (India) Ltd
    Principal Consultant - Bfsi
    Perot Systems Tsi (India) Ltd Oct 2008 - Oct 2009
    Bangalore Urban, Karnataka, India
     Providing consulting to clients in capital market engagements and managing clients’ business requirements. Business Development: Pre-sales activities including response to RFIs/RFPs, Developing Sales Collaterals, Client Meetings, Exploring Business alliances/ partnerships. Creating Solutions & Service-offerings in the area of Governance, Risk & Compliance (GRC): Developed a Proto-type of Global Regulatory Compliance Solution for Global Financial Institutions.
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  • Igate Global Solutions Limited
    Sr. Consultant (Capital Market Practice)
    Igate Global Solutions Limited Jun 2007 - Oct 2008
    Bangalore Urban, Karnataka, India
     Providing consulting to clients in capital market engagements and managing clients’ business requirements. Designing Solutions & Business Process Analysis. Providing subject matter expertise.Select Assignment for Royal Bank of Canada (RBC), Toronto:Provided consulting to Royal Bank of Canada on development of Global Securities Aggregation System (Compliance Solution) covering regulatory requirements of multiple jurisdictions like USA, Canada & Europe.
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  • Sebi
    Manager
    Sebi Feb 2002 - May 2007
    Mumbai, Maharashtra, India
     Investigation of cases involving violations of Indian securities market laws; Post-investigation Activities: Presenting cases in personal hearings before the competent authority for final order; Liaison with attorneys in appeals before Appellate Tribunal. Coordinating with other enforcement agencies & regulators. Inspection of stock exchanges & policy issues relating to intermediaries.
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  • National Stock Exchange Of India Limited
    Executive Officer
    National Stock Exchange Of India Limited May 2000 - Nov 2000
    Mumbai, Maharashtra, India
    Risk Management: Monitoring of Trading Member Margins. Collaterals Management.
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Prabhat Bhardwaj Education Details

Frequently Asked Questions about Prabhat Bhardwaj

What company does Prabhat Bhardwaj work for?

Prabhat Bhardwaj works for Betafront

What is Prabhat Bhardwaj's role at the current company?

Prabhat Bhardwaj's current role is Compliance Officer.

What is Prabhat Bhardwaj's email address?

Prabhat Bhardwaj's email address is pr****@****l.co.in

What schools did Prabhat Bhardwaj attend?

Prabhat Bhardwaj attended School Of Economics, Devi Ahilya University, National Institute Of Securities Markets (Nism).

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