Prathmesh Rane Email & Phone Number

Mumbai, Maharashtra, India

Mumbai Area, India

Defining risk and control framework for Equities, FIC, Transaction banking and Corporate Finance segmentsof db.Reviewing RCA submissions of 1st line to identify observed effectiveness of control and providing clear guidance to 1st line functions on areas of improvementsIdentifying top risks in assessment unit in conjunction with review of conduct, AML, compliance and fraud risks in RCA submissionsPartnering with key stakeholders in 1st LOD and 2nd LOD to identify remediation measures for Top risks.Performing Thematic reviews of internal losses, external losses, SII, Audit data to ascertain event themes, controls gaps, top risks and providing practically implementable control solutions.Responsible for creation of capital and analytical scenarios by reviewing external industry data and challenging business controls framework.Researching industry best practices for risk remediation and controls enhancement and providing ideas to be implemented for businesses in db. Conducting analytical reviews of top industry losses to identify key area of process and control failures and its applicability across business segments in db.Responsible for reviewing Lessons Learned for all business segments.Performing quality review on input to capital model such as Internal Scenario, External Scenario, Internal and External events.Mentoring risk teams across globe on industry best approaches on risk remediation, RCA and monitoring standards. Qualitative Model Validation: Responsible for preparing regulatory reports such as Loss Data Validation, Qualitative Adjustment reports Ensuring Operational risk management policy, Operational capital policy and Basel specifications are adhered by AMA model team. Reviewing Internal, external losses and scenarios RLD data to carry out model confirmations in line with the AMA-Regulatory technical standards. Checking appropriateness of assumptions, parameters, model calibration for input to Operational Risk

Mumbai, Maharashtra, India

Mumbai

Works in Risk & Controls for Treasury and Trade ServicesResponsibility includes:1. Global Project coordinator for manual process review in Trade and cash management2. Identifying critical Process, Risk and controls for business performing RCSA testing on monthly basis3. Preparing strategic plan to prevent, eliminate and mitigate operational risk4. Identifying key risk and control indicators5. Root cause analysis of operational risk evant and developing mitigants6. Due diligence of outsourcing/ in sourcing proposals7. Praparation of outsourcing proposals, documentation.8. Business continuity planning, documentation and annual reviews9. Responsible for handling Audit submissions and review.