Pratick Dey Email & Phone Number

Kolkata/Mumbai

Bengaluru, Karnataka, India

Kolkata

Current Role – Risk & Compliance Manager o Collaborate with Operating teams towards establishment of internal controls. o Facilitate establishment of a framework for risk control and self-assessment methodology. Review the controls and test results o Working with the Leadership to put a system in place to ensure all major risks to the engagement are identified, analyzed & effective controls are implemented o Process reviews to evaluate intrinsic risks & efficiency of control environment. o Record breaches & trends to determine root cause with a view to mitigate possibility of recurrence o Report noncompliance/incidents issues to local leadership and other onshore and offshore stakeholders • Devise & implement compliance/audit procedures and operational risk controls across the engagement. Update & edit the compliance manual where necessary • Benchmark internal practices with regulatory requirements and market practices to ensure an efficient control environment and Common Minimum Practices. • Identify and diagnose where Compliance intervention is required • Conducted GDPR assessment for the business engagement. • Perform audits/checks to ensure adherence to prescribed policies & procedures and identify improper practices leading to customer inconvenience • Establish standards of governance through continuous review of code of conduct & handle necessary training in collaboration with the training teams Additionally had held roles in Leading Operations.

Pune Area, India

Handled teams involved in o Closing reporting and reconciliation of Fixed Assets for an US based bank. Activities included setup, maintenance & retirement of fixed assets, closing, reporting & reconciliationo Transitioned the process from US to Pune India.o Created the SOP’s, managed transition tollgates & training of offshore employeeso Involved in performance appraisal of the employees, career management, cross training, succession planning etc.

Gurgaon, India

Responsibilities• As an associate was involved in the Billing, Collection and Cash Application process for a US based Reinsurance Company • Had transitioned the process from USA to India • Created the SOP’s and the process maps for the entire business transition. Established linkages with the upstream and the downstream processes on an End-to-End perspective.

Diploma In International Financial Reporting (Ifrs), Finance And Financial Management Services

Mba, Finance

B.Com, Business/Commerce, General

Education record

Education record