Pratick Dey Email & Phone Number

Kolkata/Mumbai

Bengaluru, Karnataka, India

Kolkata

• Current Role – Risk & Compliance Manager o Collaborate with Operating teams towards establishment of internal controls. o Facilitate establishment of a framework for risk control and self-assessment methodology. Review.
• Devise & implement compliance/audit procedures and operational risk controls across the engagement. Update & edit the compliance manual where necessary
• Benchmark internal practices with regulatory requirements and market practices to ensure an efficient control environment and Common Minimum Practices.
• Identify and diagnose where Compliance intervention is required
• Conducted GDPR assessment for the business engagement.
• Perform audits/checks to ensure adherence to prescribed policies & procedures and identify improper practices leading to customer inconvenience

Pune Area, India

Handled teams involved in o Closing reporting and reconciliation of Fixed Assets for an US based bank. Activities included setup, maintenance & retirement of fixed assets, closing, reporting & reconciliationo Transitioned the process from US to Pune India.o Created the SOP’s, managed transition tollgates & training of offshore employeeso Involved in.

Gurgaon, India

• Responsibilities
• As an associate was involved in the Billing, Collection and Cash Application process for a US based Reinsurance Company
• Had transitioned the process from USA to India
• Created the SOP’s and the process maps for the entire business transition. Established linkages with the upstream and the downstream processes on an End-to-End perspective.

Diploma In International Financial Reporting (Ifrs), Finance And Financial Management Services

Mba, Finance

B.Com, Business/Commerce, General

Education record

Education record