Pratik Kulkarni Email and Phone Number

Current Role- Associate Process Manager- Regulatory reportingConduct comprehensive reviews and analyses of trade data between riskand finance systems, ensuring accuracy and completeness.Control valuation processes for genuine breaks and coordinate remediationactivities.Monitor trade status reports and investigate root causes of breaks,facilitating timely resolutions and decision support.Implement data normalization techniques, including filtering,standardization, and aggregation.Lead cross-functional discussions to address breaks, taking decisive actionin collaboration with stakeholders.Create detailed reports and metrics for Daily, Weekly, and Monthly requests,enhancing visibility and operational efficiency.Foster strong client relationships through independent management ofclient calls and proactive issue escalation.Contribute to knowledge management by sharing best practices andprocess insights within the team.Previous Role- Associate Process Manager - Risk and Controls ReportingLed the Risk and Control Assessment and Regulatory Adherence team,ensuring high-quality reporting across Chief Risk Officer (CRO) findings.Reviewed and assessed the risk relevancy of regulatory items, preparingcomprehensive monthly and quarterly reports.Supported strategic initiatives for the CRO, including applicationupgrades and organizational restructuring.Assisted in delivering functional risk review processes, such asIntegrated Risk and Control Assessments and Anti-Financial Crimeinitiatives.

Support Trade life cycle.Facilitate trade flow process & trade settlementActively research/resolve trade discrepancies.Delivering quality client service and daily support to internal andexternal clients, including phone and email interaction, transactionprocessing, and account reconciliation.

Financial portfolio management.Advised on financial products such as Mutual Fund- Lumpsum, SIP,FMP, Life Insurance, General Insurance and deposits.Managed the financial portfolio of 250+ customers.

Recruiting and training the Financial Consultants.Interacting with customers for appropriate Investment plan, Analyzingand preparing their Risk Profile Sheet so as to know the risk appetite ofthe customer for further investments.Achieved a years target in 11 month and got promoted from SalesDevelopment Manager to Business Development Manager.Won several contests on achievement of set targets.

Appropriate advice on Investments in mutual funds and insurance tothe retail Client.Exploring prospective client for promoting banks range of financialproducts.West region topper for logging in maximum number of FD andMaximum Value of FD in July’07.

Handling the Corporate business for Credit cards and Personal Loanfor Pune Zone.Processing of Credit card and Personal loan applications of all thesales executive, Data Inputting and Process Management.Monitoring a team of 10 Marketing executives, towards consistentlymonitoring and achieving the respective targets every month.First level checking of all the process and documentation andforwarding the applications to DEP Desk for issuance of credit card.