Preet Kumar Email & Phone Number

New York, NY, US

New York, US

• Performing all audit activities that involve identifying inherent and residual risk and helping conduct risk-based assurance and advisory projects. Reviewing internal controls, conducting test work, documenting.
• Participating in Quality Assurance Reviews (QARs) of audit functions in accordance with IIA standards, and provided leading practice recommendations including maturity model evaluation for each element of the statutory.
• Conducting process walkthroughs for business processes, ITGC (Information Technology General Controls), and automated application controls. Executing tests of business processes, ITGC, and application controls in.
• Demonstrating Progress in understanding clients’ businesses, group and department interrelationships and operations, and applying this knowledge to document and draw appropriate conclusions on the effectiveness of the.
• Proactively interacting with key client’s management to gather information, resolve problems, and make recommendations for business and process Improvement
• Documenting audit findings and presenting to management in audit reports that were clear and concise, with meaningful and practical recommendations for improvement

Sylmar, California, US

• Participated in audit planning activities, including risk assessment, audit scoping, and documentation of control environment
• Conducted walkthroughs of key business processes to assist in the documentation of key roles and responsibilities and related control activities
• Participated in the development and documentation of control exceptions and follow up with the process owners to track the status of remediation efforts and assisted in process improvements efforts
• Worked closely with process owners/ control owners and cross-functional teams to provide ongoing support and ensure controls were designed and implemented effectively
• Assisted in the preparation of audit report drafts, which included the development of actionable recommendations to address the risks identified

West Haven, CT, US

Performed extensive literature reviews and summarized findings ongoing projects.Used statistical software such as R, Python, SAS to analyze financial datasets

Chicago, IL, US

• Engaged in the audit of leading clients in the industry and oversaw the phases of financial engagement; planning, internal control, substantive testing, statistical sampling, andfinancial statement reporting for.
• Reviewed engagement deliverables to ensure quality, accuracy, and conformance with GT guidelines; conducted presentations of deliverables to clients upon completion ofproject milestone
• Maintained a follow-up process regarding the remediation by management of audit findings, with periodic reporting to executive management to tracksuch remediation efforts

• Assisted the Senior critical project management duties in the planning, scheduling, coordinating, reviewing, and reporting of the audit team’s work; examples included determining audit timing and scope, assessing the.
• Performed end-to-end business Process analysis in areas including Finance, Marketing, Customer Service, Vendor Management, Legal, and Supply Chain
• Participated in engagement deliverables to ensure quality, accuracy, and conformance with guidelines; conducted presentations of deliverables to clients upon completion of project milestones
• Conducted Complex, strategic analysis of client’s Finance organizations, operating models, processes, applications, and infrastructure; formulated strategic recommendations road map to improve client’s finance and IT.
• Conducted thorough risk assessments for a portfolio of audits within the Securities Services business unit by collaborating with stakeholders and staying abreast of changes in the industry and regulatory environment

• Audited the accounting ledger and financial statements of clients for authenticity, reliability, and the legality of the content and successfully increased the compliance rate by 50-60%
• Participated in Quality Assurance Reviews (QARs) of internal audit functions in accordance with IIA standards, and provided leading practice recommendations including maturity model evaluation for each element of the.
• Developed effective and efficient audit strategies while performing an audit to mitigate inherent and control risk i.e., risk of material misstatement in financial statements
• Planned and executed operational and financial audits for companies across a variety of industries including healthcare, real estate, hospitality, consumer products and advertising
• Participated in audit exercises that contributed almost 30% of Yogi associates’ revenue and were awarded an opportunity to lead the internal audit team
• Documented audit findings and presented to management in audit reports that were clear and concise, with meaningful and practical recommendations for improvement

Master Of Science - Ms, Financial Mathematics

Chartered Accountant, Accounting And Finance, Financial Services

Bachelor Of Commerce - Bcom, Accounting And Finance

Audit

Finance