• Responsible for verification of Client data.• Perform due diligence of new and existing clients covering a wide range of different client types including Listed and Regulated, small/medium/ large private and public companies as well as more complex structures such as SPVs, Governments, Guarantors.• Verifying KYC documentation of the Clients to be adopted/reviewed.• Perform the risk assessment of the Client to be adopted/reviewed.• Signing off on new client adoptions and… Show more • Responsible for verification of Client data.• Perform due diligence of new and existing clients covering a wide range of different client types including Listed and Regulated, small/medium/ large private and public companies as well as more complex structures such as SPVs, Governments, Guarantors.• Verifying KYC documentation of the Clients to be adopted/reviewed.• Perform the risk assessment of the Client to be adopted/reviewed.• Signing off on new client adoptions and periodic reviews.• Manage New Client Adoption or Periodic Review stream, to ensure that all requests are approved in accordance with regulatory requirements and as per the bank’s internal policies• Manage exception ensuring that all SLA’s defined with the Business on timeliness and quality are adhered.• Provided training to new joiners on the process, policies. Show less

Handled projects such as Client List Remediation, FATCA and CRS remediation, GIC Grafting, Branches Remediation. Collaborate with the Branches Remediation Team, Policy team, Compliance Team and various other internal teams or directly with the Client as per requirement.Managing a team of highly efficient Senior Analysts in performing due diligence for clients.Handle projects and provide updates to the stake holders on the progress of the projects.Manage NBFI/CMB/Corporate… Show more Handled projects such as Client List Remediation, FATCA and CRS remediation, GIC Grafting, Branches Remediation. Collaborate with the Branches Remediation Team, Policy team, Compliance Team and various other internal teams or directly with the Client as per requirement.Managing a team of highly efficient Senior Analysts in performing due diligence for clients.Handle projects and provide updates to the stake holders on the progress of the projects.Manage NBFI/CMB/Corporate clients and day-to-day operations with a specific focus on ensuring compliance with AML/KYC & FATCA requirements.Prepare: (i) Weekly & monthly MIS for the jurisdiction to assess the regular workflow & evaluation of team’s performance(ii) Provide updates, training to the team about the updates of the policies, process guidance, local regulatory changes to meet the quality standards as per the process.(iii) Maintain escalation matrix to escalate the issues and articulate it to the management, onshore and client team.Detailed Screening of Client, Parent & Key Controllers with regards to Negative News, Money Laundering, Reputational Risk and connection with Sanction CountriesAcquired knowledge on various types of the products and their risk the bank offers to the clients through various systems.Provide ideas and work with various teams in relation to the automation of the process.Perform testing on the new KYC applications. Escalate the issues and concerns via various applications for easy tracking. Show less

Conduct Initial Due Diligence (IDD) and Enhanced Due Diligence (EDD) for the Client.Calculation of Client FCRR (Financing Crime Risk Rating).Find out the Ultimate Beneficial Owner (UBO) of the Client and Preparing Ownership Chart, Political Exposed Person (PEP), Key Controllers and their holdings in the client.Detailed Screening of Client, Parent & Key Controllers with regards to Negative News, Money Laundering, Reputational Risk and connection with Sanction Countries.Source the… Show more Conduct Initial Due Diligence (IDD) and Enhanced Due Diligence (EDD) for the Client.Calculation of Client FCRR (Financing Crime Risk Rating).Find out the Ultimate Beneficial Owner (UBO) of the Client and Preparing Ownership Chart, Political Exposed Person (PEP), Key Controllers and their holdings in the client.Detailed Screening of Client, Parent & Key Controllers with regards to Negative News, Money Laundering, Reputational Risk and connection with Sanction Countries.Source the latest Anti Money Laundering (AML) & Wolfsburg Questionnaire from the Client.Validate the client’s documents such as ID copies, legal documents.Work closely with Compliance team to mitigate the risk of the Clients.Escalate High Risk Review (HRR) with Compliance team with regards to Negative News of the Clients.Validate the information related to Client & associated parties with Compliance approved sources. Show less