Preethi Ravikumar Email & Phone Number

California, United States

New York, New York, US

Bangalore, Karnataka, IN

• Optimized post-trade processes through automation, and synchronized internal applications with external trading platforms such as Bloomberg, Tradeweb, MarketAxess, and Bondvision.
• Redefined and implemented detailed client KPIs to highlight bottlenecks across the Trade Life Cycle; creating accurate measures of operational performance.
• Streamlined KYC review and new client onboarding processes, thereby significantly reducing TAT as a key solution to business growth. Recognized with the business line award for value chain expertise.
• Analysed monthly raw data from trade capture tools, and worked with IT and data science teams to enrich the data lake with key data points to improve accuracy in performance measurement and automate the global.
• Tested and deployed an internal case management tool in coordination with the global IT teams to manage and track stakeholder communication, SLAs, escalations and remediation plans, thereby improving client service.
• Led a comprehensive, skills-based training plan; improving ramp-up time of 14+ staff across 2 locations.

Bangalore, Karnataka, IN

• Developed an FX controlled, auto trade confirmation system, eliminating manual cross currency and emerging market deal confirmations; appreciated by several Tier-1 clients.
• Automated pre-trade counterparty KYC controls to eliminate compliance incidents, in collaboration with Risk and IT teams.
• Managed client account transitions, including custodian migration and splits, legal name changes, mergers and acquisitions, and counterparty contact database, with Business, KYC, IT, Data, BO Settlement, Client and.
• Setup Clients’ pre-trade and post-trade referential for electronic execution via Bloomberg, Tradeweb, MarketAxess and Bondvision and auto affirmation on Omgeo CTM and FIX.
• Conducted and prepared root cause analysis report for monthly and quarterly client operation review meetings; investigated Block Trade confirmation delays and gathered client requirements to effectively meet service.
• Defined and documented scope and use cases for new feature releases; established mock scenarios and testing criteria to perform UAT in coordination with Dev-IT teams.

Bangalore, Karnataka, IN

• Worked with FX trading on T+0 to redress discrepancies between trade capture and recap, through Reuter reconciliation, Bloomberg chat and Broker confirmation.
• Successfully migrated 2FTE Fixed Income, FX, and IRD operations from London and Paris, strengthened stakeholder relationships through onsite visits, and trained a new team in India.
• Facilitated new client on-boarding and periodical KYC review of mandates, regulated and unregulated funds, prime brokerage accounts, internal portfolios and connected third-parties.
• Booked CP give-up and manual trade allocations to underlying accounts, sourced from clients, FO Sales, Bloomberg, MarketAxess and Tradeweb.
• Rectified exceptions in electronic allocation via CTM and FIX trade matching at block and allocation level.
• Managed FI and FX post trade rebooking and amendment of trade economics, counterparty, FO portfolios and Sales commission.

Bangalore, Karnataka, IN

Mumbai, Maharashtra, IN

Passed Level 2 Of The Cfa Program

(Ioc) Investment Operations Certificate & (Iaq) Investment Administration Qualification, Global Securities Operations & Risk In Financial Services

Bachelor Of Commerce - Bcom, Honors In Finance And Investment