Preetmohan Singh Email & Phone Number

Toronto, Ontario, Canada

1. **AML Compliance Management:** - Ensure all Anti-Money Laundering (AML) requirements are met by reviewing and analyzing business forms and documents. - Conduct thorough assessments of customer information to verify compliance with AML regulations.2. **Document Review and Verification:** - Analyze and process business forms and documents to ensure accuracy and completeness. - Perform detailed registration searches to confirm the legitimacy of collateral and other business-related documentation.3. **Collateral Management:** - Utilize Collateral Guard and other tools to assess the validity and status of collateral used in transactions. - Monitor and manage the documentation related to collateral to maintain compliance with regulatory standards.4. **Business Analysis and Reporting:** - Identify and report any discrepancies or issues found during document and registration reviews. - Collaborate with other departments to ensure all documentation meets regulatory and company standards.5. **Data Management:** - Maintain accurate records of all AML-related documents and activities. - Ensure that all data entered into systems is accurate and up-to-date, supporting broader business analytics and compliance efforts.6. **Stakeholder Communication:** - Communicate effectively with internal and external stakeholders to resolve issues related to AML compliance and documentation. - Provide regular updates and reports to management on the status of AML compliance activities.

York, Ontario, Canada

• Conducted in-depth financial assessments for clients, identifying their unique financial goals and needs and offering comprehensive financial solutions. • Acted as a liaison between clients and American Express departments, efficiently resolving complex issues, such as billing disputes, account inquiries, and payment adjustments, ensuring timely and satisfactory resolutions. • Utilized advanced financial modelling and analysis tools to assist clients in making informed decisions regarding investments, retirement planning, and debt management. • Maintained accurate and detailed records of client interactions, financial transactions, and product recommendations, ensuring compliance with industry regulations and company policies. • Demonstrated a high level of proficiency in handling complex financial inquiries, including dispute resolutions, account reconciliations, and fraud investigation complaints, ensuring swift and satisfactory resolutions. • Consistently achieved and exceeded sales targets, contributing significantly to the overall revenue growth of American Express by promoting financial products and services to clients.

• Supervise and manage day-to-day operations of the branch.• Ensure compliance with all banking policies, procedures, and regulations.•Process all corporate and commercial loan with proper documentation digitally or physical paper.• Process and analyse non-negotiable and negotiable security for the Commercial Banking• Monitor and manage the branch’s financial performance, including revenue, expenses, and profitability.• Oversee cash management, including vault operations and teller cash handling.• Develop and implement strategies to achieve branch sales targets.• Promote and cross-sell banking products and services to clients.• Build and maintain relationships with high-value clients.• Ensure that the branch operates within regulatory guidelines and complies with anti-money laundering (AML) and Know Your Customer (KYC) requirements.• Drafting and filing Suspicious Transaction Reports (STRs) to regulatory authorities in compliance with reporting requirements and timelines.• Collaborating with internal stakeholders, such as compliance teams and legal counsel, to ensureAccurate and timely submission of STRs.• Implement risk management practices to minimize operational and security risks.• Prepare and submit regular reports on branch performance, financials, and customer satisfaction.• Maintain accurate records and documentation for audit purposes.• Address and resolve operational issues and customer complaints promptly.• Collaborate with senior management to develop and execute branch-specific strategic plans and goals.

• Acted as a first point of contact for walk-in branch customers and provided them with the service they need.• Account opening under compliance and KYC guidelines.• Conducting thorough reviews of customer accounts and transactions to identify suspicious activitiesAnd potential instances of money laundering.• Processed and documented customer payments and deposits, ensuring compliance with the Bank’s AML and KYC guidelines.• Canvassed institution and group salary accounts to boost branch retail portfolio.• Handled trade finance activities such as letter of credit and bank guarantee transactions.• Resolved commercial banking queries and requirements on priority.• Engaged in cross-selling and up-selling of third-party products to high net-worth clients.• Introduced customers to digital banking platforms through informative sessions.• Managed high volume cash transactions.• Dealt with bills, account statements, and basic accounts payable/receivable transactions.• Regularly reconciled bank records.• Performed clerical duties.• Opened customer and company accounts post verification of documents.

Master Of Business Administration - Mba, Banking And Financial Support Services

Banking and Finance

Bachelor Of Commerce - Bcom, 1St Division

Activities and Societies: President of student societycommerce