Leader, Transaction Regulatory Reporting
New York, New York, United States & Chennai, Tamil Nadu, India
Leadership for a globally distributed, multi-disciplinary team driving transformation of Global Regulatory Reporting across 9 countries overseeing strategy, roadmap and execution. ➢ Led delivery of a comprehensive regulatory reporting platform for MIFID II within a compressed nine-month period, enabling compliance with MIFID II regulations for 5 asset classes: FX, Interest Rate Derivatives, Equities, Fixed Income, Securities Finance. ➢ Directed the delivery of a bunched/block trade program integrating front office, middle office, client data & regulatory applications, shortening time to market by 60%. ➢ Established multi- year program strategy to uplift & enhance regulatory reporting controls – Reconciliation of Authorized Data Sources to Global Transaction Repositories, comprehensive data strategy, and integrated exception management for 16 global regulations. ➢ Managed a critical program under Board oversight, successfully delivering on regulatory mandates during the COVID-19 crisis.