Priscila L. Email & Phone Number

Miami, Florida

Miami/Fort Lauderdale Area

**Business Closed** Responsible for account administration and maintenance, gathering KYC information, opening new accounts, completing AML & compliance investigations and providing back up documentation. Executed trade orders on equity, fixed income, options, FX, and mutual funds products, subsequently ensured their prompt settlement and accurate capture.

Aventura, Florida

Established policies, procedures, and controls, for Trade Capture, Settlement, Free Asset Transfer, Corporate Actions, Pricing, and Fund order processing for the Investment Operations department comprised of four analysts.Performed gap analysis, identified areas of risk, and developed action plans by creating STPs to mitigate same.Managed the completion of.

Liaised with the various departments supporting Global Credit Derivatives Trading, including Front Office and Business Management, to acquire feedback regarding software implementation and upgrades, writing Business Requirements, and working with IT in developments. Subsequently tested and re-addressed issues and bugs until project completion and release.

Stamford, Connecticut

Managed a staff of six performing daily Hedge Fund operations of Documentation, Settlement and Reconciliation of OTC Products worldwide including: Credit Default Swaps, Index Credit, ASCOTS, Currency Options and Forwards, Interest Rate Swaps, Vanilla Options, Borrow Swaps, CFDs, NDFs, Variance Swaps, Swaptions, Total Return swaps, Index Options, Index.

Exercised trade capture and settlement for European and Asian equity derivative portfolios on the trading desk. Developed and maintained extensive global database for broker, settlement, and stock loan contacts.

Bachelor Of Science, Finance

Activities and Societies: Youth of Tomorrow member.

Education record

Activities and Societies: National Honor Society; Cheerleading; Volleyball.