1. Lead/ participate in risk based AML test planning.2. Design and operational effectiveness testing for business units -Sales & Trading, Investment Banking, Wealth Management and Banks.3. Remain current on industry rules, regulations, and best practices to help ensure that the testing program meets regulatory standards. for4. Lead process walkthroughs for to identify risks and controls and recommend process improvements 5. Define test scope, approach, test scripts.6. Perform data analysis and judgemental sampling 7. Collaborate with 1st and 2nd line for gaps identified and risk rating of issues identified.8. Draft detailed test reports and review compliance to agreed action plans.processes in order to assess and review compliance with legal, regulatory and internal Firm requirements.- Conduct all phases of testing to assess the design and operational effectiveness of the Firm’s compliance processes and controls.- Coverage includes business lines, such

• Core Banking Application and Digital Banking Systems Audit management • Branch Operations and Centralised Processes for KYC/ AML, • Risk Based Audit planning and execution by performing annual risk assessment and Business Process review• Facilitator for regulatory and external audit • Information Security Compliance Audit planning, report management and compliance follow up.

1. Annual risk based audit planning and execution2. Facilitating regulatory and external audits3. Executing Process and System Audit fir Digital Banking Products and systems.4. Internal controls assessment for Banking products and applications, IT and Security processes and Third Parties and Vendor risk assessment.

1. Daily accounting, Inventory management, Bank reconciliation,2. Co-ordinating for Statutory audit, internal audit and Corporate and tax Compliance. 3. Bank finance arrangements and Project Reports submission for import and export business.