Prerna Agarwal Email & Phone Number

Sydney, Nsw, Au

Sydney, New South Wales, Australia

This is an integrated function of Group Risk, responsible to deliver, design, oversee and deliver the activities that occur across the Bank to manage the risk of financial crime. Here, I am also a part of team responsible for delivering an overarching framework to manage the risk of financial crime, which includes advice and oversight across the Group, coupled with detection and intelligence led / data driven decision making within the function.My responsibilities include triage, investigation, remediation and overall outcome of AML/CTF & Sanctions operational processes, while simultaneously also able to collaborate across work streams (e.g. AML/CTF, Sanctions, TTRs).I also require to work closely with all stakeholders, to perform operational processes, support continuous improvement/deliver change to the business and prevent/detect risks and issues.

Sydney, Australia

My Key responsibilities include: - Monitoring of initial and on-going Know Your Customer (KYC) requirements- Reviewing information and documentation for client onboarding and approving customer accounts- Risk based review of existing client accounts- Escalating any suspicious activity to the Local Compliance Officer- Reviewing account activity through the transaction monitoring system and investigating any suspicious payments received- Building relationships with other WorldFirst teams - Assisting with Compliance Investigations as appropriate- Support international Compliance Operations teams

Sydney, Australia

ABS is Australia’s national statistical agency, providing trusted official statistics on a wide range of economic, social, population and environmental matters of importance to Australia.Accountabilities:• Responsible for making contacts to the households to ensure everyone can complete the Census. There was a significant shift this year 2016, to a digital first approach, capturing most of the information using digital handheld devices.• Recording of the progress and any concerns in real time using handheld device. • Produces reports at the end of day and submitting to my team lead.• Responsible for completing all assigned tasks including contacting household and administration work.Highlights:• Using my strong interpersonal and verbal communication skills, I was able to interact with the people, establish contact with the households and converse with them, educate them about the Census and the importance of the same, enabling them to register and complete the Census.• Daily status reporting to my supervisor on my progress. I was the only one in my team, in the designated area, to complete the task before time. • I was appreciated by Supervisor during my small tenure about my sincerity and professionalism.

Gurgaon, India

Accountabilities:• Verifying Account Opening Forms (AOFs) sent from over 300+ Yes Bank retail bank branches for KYC & AML Policy as per the RBI guidelines and Yes Bank policies.• Tracking all AOFs through preparation and to update MIS (Monthly Information Sheet).• Preparing and publishing ‘Daily Queries and Discrepancy report’ for branches.• Coordinating with branches across India for resolutions of discrepancies.• Coordinating with internal teams (e.g. A/c Opening Team, Deliverable Team) for turn-around time (TAT) maintenance of clean Forms.• Providing resolution and reverting to audit queries, on a monthly basis to branches across India and internal audit team.• Preparing of Weekly and Monthly MIS report and presenting to upper management.Highlights :• Provided a number of ideas and suggestions to “Product” team for launching new retail banking products.• Mentoring and training to the new team members.• Presented various MIS reports to the middle management.• Helped other teams such as Account Opening team to open the corporate accounts during peak times.

Education record

Master Of Business Administration (Mba), Finance And General, A

Bachelor Of Technology (Btech), Computer Science, A

Senior Secondary, Science, A