Jon Cooper Email & Phone Number
@db.com
LinkedIn matched
Who is Jon Cooper? Overview
A concise factual answer block for searchers comparing this professional profile.
Jon Cooper is listed as Adjunct Professor at Southern New Hampshire University, based in Jacksonville, Florida, United States. AeroLeads shows a work email signal at db.com and a matched LinkedIn profile for Jon Cooper.
Jon Cooper previously worked as AVP BSO Marketing Review Group at Deutsche Bank and Operational Due Diligence Officer at Commonwealth Financial Network. Jon Cooper holds Doctor Of Business Administration (D.B.A), Finance from Liberty University.
Email format at Southern New Hampshire University
This section adds company-level context without repeating Jon Cooper's masked contact details.
AeroLeads found 1 current-domain work email signal for Jon Cooper. Compare company email patterns before reaching out.
About Jon Cooper
Jon currently holds a position as an AVP in the Business Supervisory Office at Deutsche Bank. His role is in the Marketing Review Group and responsible for the review and approval of communications with the public and other material which are created and/or distributed by the US Wealth Management division. Jon has a Juris Masters in Financial regulation and compliance from Florida State University College of Law, Masters of Science (MS) in Finance with concentration in Investment & Securities and a MBA. Jon also holds a bachelor's degree from University of Massachusetts, Lowell, along with FINRA Series 7, 9, 10, 63, 24, 4, 55, 53, 31 securities registrations.
Listed skills include Series 7, Series 63, Series 24, Equities, and 12 others.
Jon Cooper's current company
Company context helps verify the profile and gives searchers a useful next step.
Jon Cooper work experience
A career timeline built from the work history available for this profile.
Avp Bso Marketing Review Group
Current
Adjunct Professor
Current- Provide high-quality academic experiences and support students as they work towards their educational goals
- Work collaboratively in a supportive academic environment, partnering with student advising and the academic team to ensure that each student has support, tools and resources they need to be successful
Operational Due Diligence Officer
- Responsible to conduct due diligence on various vendors, service providers, and product sponsors. In addition, will assist ERM with projects and key initiatives to ensure ongoing compliance with applicable regulations.
- Ensuring that Commonwealth complies with SEC and FINRA regulations regarding due diligence and sponsor risk assessment
- Enhancing and expanding Commonwealth's due diligence program
Senior Trade Review Principal
- Reviewing investment business (check and application) for Commonwealth advisors investing directly with mutual fund, annuity, and alternative investment companies
- Reviewing brokerage accounts held through our clearing firm to ensure that the account opening process follows all company guidelines
- Working closely with Compliance, the Service Center, and Wealth Management throughout the review process
- Notifying advisors when a transaction conflicts with a client’s investment profile, a company policy, or an industry regulation
- Having the final review and sign-off on investment applications/subscription agreements/brokerage accounts
- Working with advisors to resolve escalated issues surrounding these investments
Investment Center Team Manager
- Assisted associates with complex issues and how to resolve them.
- Helped clients with escalated issues dealing with trades, transfers and other aspects of their brokerage accounts.
- Handled trade errors in accounts for clients, making sure the trades were removed and placed correctly in the accounts.
- Managed a team of 15 associates and 10 - 15 temporary employees, making sure they had everything they needed to succeed on a day to day basis.
Investment Specialist
- Provided investment information to self-directed clients regarding the workings of the markets, trading, and margin, as well as information on investment products
- Assisted with all aspects of account maintenance such as account opening, changes in account type, and processing ACAT requests
- Worked with margin accounts providing buying power, balances, status of maintenance calls and other services
- Had a high level of trading authority to trade stocks, bonds, mutual funds, and occasional foreign exchange trades with no trade errors
Financial Representative
- Provided investment information to self-directed clients regarding the workings of the markets.
- Assisted with all aspects of account maintenance such as account opening, changes in account type, and processing ACAT requests
Jon Cooper education
Doctor Of Business Administration (D.B.A), Finance
Master Of Science - Ms, Data Analytics
Juris Master, Financial Regulation And Compliance
Master Of Business Administration - Mba, Finance
Master Of Science (Ms) Finance With Concentration In Investment & Securities, Finance With Concentration In Investment & Securities
Bachelor'S Degree, Finance Concentration In Money Markets
Frequently asked questions about Jon Cooper
Quick answers generated from the profile data available on this page.
What company does Jon Cooper work for?
Jon Cooper works for Southern New Hampshire University.
What is Jon Cooper's role at Southern New Hampshire University?
Jon Cooper is listed as Adjunct Professor at Southern New Hampshire University.
What is Jon Cooper's email address?
AeroLeads has found 1 work email signal at @db.com for Jon Cooper at Southern New Hampshire University.
Where is Jon Cooper based?
Jon Cooper is based in Jacksonville, Florida, United States while working with Southern New Hampshire University.
What companies has Jon Cooper worked for?
Jon Cooper has worked for Southern New Hampshire University, Deutsche Bank, Commonwealth Financial Network, Merrill Lynch, and Banc Of America Investment Services.
How can I contact Jon Cooper?
You can use AeroLeads to view verified contact signals for Jon Cooper at Southern New Hampshire University, including work email, phone, and LinkedIn data when available.
What schools did Jon Cooper attend?
Jon Cooper holds Doctor Of Business Administration (D.B.A), Finance from Liberty University.
What skills is Jon Cooper known for?
Jon Cooper is listed with skills including Series 7, Series 63, Series 24, Equities, Options, Securities, Trading, and Investments.
Search by job title, company, industry, location, and seniority. Export verified B2B contact data when you need it.
Start free trial