Daily monitoring of customers acount,net capital and financial reportAssisting the investigationg of SEC,SAC,PBOC or SSEMaintaining the security risk management platformParticipating in establishing the assessment system of new businessParticipating in establishing the system of risk measurement index of Fixed-Income businessParticipating In the test work of New business by SSE

Generated multiple reports from the CITICS system retardant clients’ holding for any given momentsResearched and published 50+ client profiles, including investment style, strategy and holdings Constructed a spreadsheet that notified salespeople if clients own a certain stock in order to facilitate better client service and generate fresh ideas Created client reports examining previous year’s trading volume and services provided to the client

Handled various accounting transactions and reconciliation asks Informed customers about various financial products and assisted clients with opening new accounts Provided account status data whenever requires and handled phone enquiries

Assisted with secretarial duties including mailings, office filling, and other tasks as needed and made sales pitch to company president and CEO to attract new business clientelesProvided SHTETs' sales team with new contacts and direct lines