Rachael James

Rachael James Email and Phone Number

Head of Compliance @ MONY Group plc
Garndolbenmaen, Wales, GB
Rachael James's Location
Criccieth, Wales, United Kingdom, United Kingdom
About Rachael James

•Extensive financial services knowledge and understanding, gained both through technical qualifications and experience•Areas of knowledge include: Pensions, investments, mortgages, protection; Consumer Credit•Excellent understanding of the regulatory environment and risk management and of how regulatory change affects a strategic business model•Compliance lead on a number of key initiatives, including Insurance Distribution Directive, SMCR and Consumer Duty. Co-ordination and delivering key regulatory changes within a business •Management of highly effective and technical teams •Designing and implementing key process and system changes •Identification and management of departmental risks, as part of a wider business risk strategy•Strong analytical and report writing skills for a variety of audiences, including executive level

Rachael James's Current Company Details
MONY Group plc

Mony Group Plc

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Head of Compliance
Garndolbenmaen, Wales, GB
Employees:
526
Rachael James Work Experience Details
  • Mony Group Plc
    Head Of Compliance
    Mony Group Plc
    Garndolbenmaen, Wales, Gb
  • Mony Group Plc
    Head Of Risk & Compliance
    Mony Group Plc Aug 2015 - Present
    Chester, United Kingdom
  • Malmesbury Regulatory Consulting
    Director
    Malmesbury Regulatory Consulting Jul 2015 - Feb 2016
    Ewloe
  • Sesame Bankhall Group
    Regulatory Development Manager
    Sesame Bankhall Group Feb 2014 - Jul 2015
    Altrincham
  • Bankhall
    Senior Policy Manager
    Bankhall Jun 2013 - Feb 2014
    Altrincham
  • Bankhall
    Compliance Services Manager
    Bankhall Mar 2010 - Jun 2013
    Altrincham
  • Sesame Ltd
    Investment Policy Manager
    Sesame Ltd Feb 2007 - Mar 2010
    Salford
  • Sesame Ltd
    Compliance Helpdesk Manager
    Sesame Ltd Jun 2003 - Feb 2007
    Salford
  • Sesame Ltd
    Team Leader, Business Monitoring Unit
    Sesame Ltd Sep 2000 - Jun 2003
    Salford
  • Various Advice Roles
    Mortgage Adviser
    Various Advice Roles Jul 1998 - Sep 2000

Frequently Asked Questions about Rachael James

What company does Rachael James work for?

Rachael James works for Mony Group Plc

What is Rachael James's role at the current company?

Rachael James's current role is Head of Compliance.

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