Rahim Baig Email and Phone Number

Updating the client records (maintenance requests)Processing new client accounts, ensuring all necessary documentation and compliance requirements were met accordance with industry regulation and company standards.Initiated and processed transfer of brokerage account from other financial institutions using theAutomated customer account transfer service (ACATS), as well as manual methods when necessary.Managed the initiation and processing of individual Retirement account contributions, handling paperwork and transactions with precision and timeliness to meet client financial goals.Expertly set up systematic contribution and distributions for IRA accounts, optimizing clients investment strategies and retirement planning.Collaborated and communicated effectively with Registered Investment Advisors (RIAs) to address any additional paperwork requirements, ensuring clear and prompt of client needs.Ability to track the volume inflow and outflow on an hourly basis and ensure smooth delivery of the committed numbers before the cut off.Staying current with knowledge of products / processes & services offered by the client.

Opening of new U.S. retirement accounts, including IRAs, 401(k)s, 403(b)s, and rollover accounts, ensuring all documentation is accurate and complete.• Manage investment products securities, and annuities within retirement accounts (e.g., 401(k), IRA, 403(b).•Oversee the operational processes for retirement securities transactions, including settlement, reconciliation, and reporting. •Manage updates to existing U.S. retirement accounts, including•beneficiary changes, contact information updates, and account rebalancing requests.•Handle Transfer-on-Death (TOD) instructions and ensure proper execution of beneficiary designations.