Rahul R. Email & Phone Number

Bengaluru, Karnataka, India

I am currently working as a Senior Business Analyst (AVP) in the Traded and Treasury Risk and Compliance Transformation team of HSBC and involved in few End to End projects, performs the role of component Business Analyst as well as product owner of three components that caters to Market risk, Credit risk and Counterparty Credit Risk.

Bengaluru, Karnataka, India

• Worked in HSBC(Hong Kong & Shanghai Banking Corporation) under the Risk and Valuation department, in the team MRUD(Margin risk for Un-cleared derivatives) which was setup for satisfying the BCBS 261 rule. Duties involved investigating and performing analysis on the Initial Margin disputes between HSBC and Client as well as proposing resolution on various risk sensitivity calculation related issues. I was involved heavily in Fixed Income products related items for the team including planning for change, performing testing, and monitoring of issue fixes to be released in production as well as mentoring junior colleagues in various aspects of the process.

Bengaluru, Karnataka, India

• Worked in HSBC(Hong Kong & Shanghai Banking Corporation) under the Risk and Valuation department, in the team MRUD(Margin risk for Un-cleared derivatives) which was setup for satisfying the BCBS 261 rule. Duties involved investigating and performing quantative analysis on the Initial Margin disputes between HSBC and Client as well as proposing resolution on various risk sensitivity calculation related issues.

Trivandrum, Kerala, India

• Worked with Ernst & Young LLP in the Financial Services Risk Management Department wherein I was involved in compliance as well as quant activities.• On the Quant side, I was involved in performing hedge effectiveness testing for various clients of EY, which involves valuation of the hedged items and Hedging Instruments (Derivatives-Interest Rate Swaps, Cross Currency Swaps, and FX Forwards) using Dollar offset methodologies.• On the compliance side, I was involved in preparing the risk registers and testing programs for financial firms as part of their annual compliance testing program as well as identification and reporting of any gaps. I have also performed both compliance as well as risk based internal audit of two asset management firms based out of Riyadh (Saudi Arabia).

Kochi

I was part of the Risk Management Team(RMS):The position involved responsibility for providing conflict check research & analysis support to RMS team of EY India for end to end management of conflicts checks on a daily basis, including analysis of the research for identifying any probable conflicts of interest, and communicating methods of resolution to the engagement teams. Activities Include: - Identify potential conflicts of interest brought about by doing the assignment- Identify risks that are specific to EY that may be brought about doing the assignment for certain commercial enterprises or doing certain work- Determine whether the engagement can proceed in light of any issues identified- Outline the steps to be taken by client service teams to mitigate the threats posed by those issues

Mumbai Area, India

I was responsible for generating of various MIS reports to support BCP activities of Nomura operations department.I also worked in the Asset servicing team where my duties were: To process dividends of equities by confirming dividend events on Nomura proprietary software.Reconcile the funds received /paid on dividend events and liaise with agent banks to rectify the breaks.

Mumbai Area, India

I have worked in the Derivative Margin Recs team of Nomura and performed the below duties:Reconciling portfolios of OTC Derivative products and investigating trades breaking on major parameters using Trioptima.To rectify trade errors related to trade booking and MTM discrepancies.Handle internal and external customer problems promptly and accurately. Identify and report on current and potential issues, problems and improvements opportunities.Assist team in handling issues during the implementation of DFA(Dodd Frank Act) and EMIR regulations to their derivative portfolios.

Mumbai Area, India

Worked in the Stock Loan Billing team of Nomura where my duties were:Reconcile firm’s statements with that of counterparties.Raise trade breaks to MO and get it rectified.

Master Of Business Administration (Mba), Finance

Bachelor Of Engineering (B.E.), Electronics And Telecommunication

Won second place in national level paper presentation on ‘Attendance using Face Recognition’ technology.