Raina Williams

Raina Williams Email and Phone Number

Operations and compliance professional with expertise in risk mitigation, audit, and process improvements
Raina Williams's Location
Black Mountain, North Carolina, United States, United States
Raina Williams's Contact Details

Raina Williams personal email

n/a
About Raina Williams

Raina Williams is a Operations and compliance professional with expertise in risk mitigation, audit, and process improvements.

Raina Williams's Current Company Details

Operations and compliance professional with expertise in risk mitigation, audit, and process improvements
Raina Williams Work Experience Details
  • Health E(Fx)
    Client Services Manager
    Health E(Fx) Oct 2015 - Apr 2018
    Minnetonka, Minnesota, United States
    • Team Leader of Client Services and Operations staff• Successfully conducted Client Implementations for Tier 1 clients.• Primary resource for ACA compliance related inquiries• Analyzed service and compliance requirements to define fulfillment audit strategy. • Maintained issues, risks, and actions log throughout project.• Managed communication and resolution of outstanding issues with client teams• Conducted weekly project status calls with client teams and executive leaders.• Assisted in system quality assurance testing with client teams.• Participated in brainstorming sessions to develop process improvements throughout the company.• Created standardized documentation to ensure process controls in place.• Created new quality assurance plans to ensure project accuracy and efficiency.
  • Bny Mellon
    Manager Of Operations & State Regulatory Compliance
    Bny Mellon Jul 2000 - Aug 2015
    Boston, Massachusetts, United States
    • Managed quality assurance, compliance, and operation teams.• Responsible for all compliance functions for clients’ state regulatory filings as related to Blue Sky laws.• Maintained strong partnerships and relations with state regulators and clients. • Initiated multiple technology projects to improve accuracy, efficiency, and productivity, working with technical teams to ensure successful results.• Orchestrated the design and development of a web based registered representative data management, analysis and tracking system which resulted in more than $250,000.00 increased annual revenue.• Redesigned data system test changes and controls to comply with changes in applicable blue sky state laws, rules, and regulations. • Significantly reduced error related expenses for team by 85%. Increased individual productivity by 40%. • Partnered with Business, Risk, Legal and both internal and external auditors to create business best practices, risk mitigation, respond to new rules and support of compliance policies.• Participated in company-wide rollout of SharePoint for tracking state fee data.• Initiated and implemented several cost saving projects allowing for increased revenue, improved accuracy, increased efficiencies, and productivity.• Guided operations team in testing large scale projects to ensure requirements were met and implemented with a high degree of quality.
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  • First Data Investor Services Group
    Senior Paralegal
    First Data Investor Services Group Sep 1994 - Jul 2000
    Oversee all aspects of regulatory filing process including, but not limited to, amending Form N-1A, Plain English and Proxy Rules, registration statements, post-effective amendments, Rule 24f-2 filings, Prospectus and Statement of Additional Information supplements, proxy materials and various state filings. Oversee preparation of Board of Director materials to include meeting agenda, resolutions memorandum and other supporting documentation. Coordinate with outside counsel and independent auditors regarding client requests.

Raina Williams Skills

Management Risk Management Process Improvement Securities Mutual Funds Operations Management Client Relations Skills Financial Services Back Office Compliance Federal And State Regulations Resource Management Cost Saving Projects Blue Sky Project Management Asset Management Insurance Leadership Vendor Management Client Services

Raina Williams Education Details

Frequently Asked Questions about Raina Williams

What is Raina Williams's role at the current company?

Raina Williams's current role is Operations and compliance professional with expertise in risk mitigation, audit, and process improvements.

What is Raina Williams's email address?

Raina Williams's email address is ra****@****lty.com

What is Raina Williams's direct phone number?

Raina Williams's direct phone number is +197894*****

What schools did Raina Williams attend?

Raina Williams attended Northeastern University.

What are some of Raina Williams's interests?

Raina Williams has interest in Social Services, Boating, Investing, Outdoors, Home Improvement, Reading, Sports.

What skills is Raina Williams known for?

Raina Williams has skills like Management, Risk Management, Process Improvement, Securities, Mutual Funds, Operations Management, Client Relations Skills, Financial Services, Back Office, Compliance, Federal And State Regulations, Resource Management.

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