Raj Kumar Email & Phone Number

India

Pune

• Responsible for creating a Chief Risk Office (CRO) wide reporting infrastructure to help the firm meet the regulatory requirements of BCBS 239 and PRA regulatory risk reporting.
• Leading a team of 4 data analysts responsible for the production and distribution of relevant Credit & Operational Risk Metrics, ensuring the timeliness, completeness and accuracy of Management Information (MI) used.
• Analyzing key exceptions, negative trends and performing necessary due diligence to ensure adequate explanations and commentaries for senior management
• Chairing regular management meetings and participating in governance forums to present and discuss on Metrics and Controls related items
• Understanding of related business processes, systems architecture and data flows in order to develop new MI and enhance existing reports in response to evolving business or regulatory requirements
• Evaluating the Controls environment and drive compliance to related policies and regulatory initiatives

Mumbai Area, India

- Responsible for analyzing and coordinating conformance reviews of Key Controls that mitigate Critical Inherent Operational Risks across Firmwide Operations- Perform process walkthroughs to analyse and evaluate the design effectiveness of controls identified through the RCSA process - Assist in the design of the RCSA testing plan and approach, including.

Knowledge Park, Nirlon, Goregoan, Mumbai

- Responsible for the sanctioning, generation, and partitioning of daily/weekly/monthly metrics of Fixed Income Derivatives- Trade Volume, Confirmation, Mandatory Clearing Reporting, Daily/Weekly KRI Dashboard- AdHoc Requests from Auditors, Desk Strategists, Legal and Senior Management

Malad (West)

- Analyse Credits applied by the Departments in Mumbai Contact Centre. Ensure that the correct processes are followed while applying credits and thus also recover incorrect credits applied..- Set up processes and credit guidelines for Departments requiring assistance in their task of controlling credits.- Prepare credit reports/ statistics to help all.

Bachelor Of Commerce, Accountancy, Business Economics

H.S.C, Commerce

S.S.C